Finding 30711 (2022-002)

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Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-07-04

AI Summary

  • Core Issue: Inadequate documentation for income re-verification at birth in the Alternatives to Abortion program.
  • Impacted Requirements: Eligibility must be confirmed at program entry and again at the time of birth; two out of 36 files lacked necessary documentation.
  • Recommended Follow-Up: Implement strict tracking of required documentation for eligibility, ensuring all proofs are obtained and retained.

Finding Text

Finding No. 2022-002 ? Alternative to Abortion Program ? CFDA No. 93.558; Grant No. 1701MOTA Criteria and Condition: The Alternatives to Abortion program requires eligibility criteria including the client to be at or below 185 percent of federal poverty level based on the client or family income and the woman must be carrying an unborn child or children and chooses to carry the unborn child(ren) to term instead of having an abortion. Context: A test of 36 files revealed inadequate documentation surrounding the re-verification of income at the time of birth. The clients program eligibility must be determined upon entry into the program and again upon the birth of the child(ren). 2 of the 36 case files reviewed did not have documentation to support the re-confirmation of income eligibility upon the birth of the child(ren). Cause: The case workers are required to re-verify income; however, they did not always maintain adequate documentation in the file. The Agency communicated in its corrective action plan with the oversight agency. Questioned Cost: $-0- Effect: The lack of documentation could lead to ineligible participants continuing in the program after becoming ineligible. Recommendation: We recommend management ensures all documentation is received and retained through strict following of the tracking checklist for newly eligible participants that documents the proof of pregnancy, income, residency, and lack of involvement with other Alternatives to Abortion providers and then re-confirmed and documented upon the birth of the child(ren). Classification: Compliance finding and control deficiency in internal controls View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and the recommended procedures have been implemented. Supervisors will ensure that necessary proofs are obtained and documented.

Corrective Action Plan

Finding No. 2022-002 ? Alternative to Abortion Program ? CFDA No. 93.558; Grant No. 1701MOTA View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and the recommended procedures have been implemented. Supervisors will ensure that necessary proofs are obtained and documented.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles Eligibility

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $1.83M
93.575 Child Care and Development Block Grant $248,693
10.558 Child and Adult Care Food Program $108,374
21.027 Coronavirus State and Local Fiscal Recovery Funds $46,951