Finding 30710 (2022-001)

-
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-07-04

AI Summary

  • Core Issue: Inadequate documentation for income verification in the Alternatives to Abortion program, risking eligibility of participants.
  • Impacted Requirements: The program mandates that clients meet specific income criteria and provide proof of pregnancy, which was not consistently documented.
  • Recommended Follow-Up: Management should enforce strict adherence to a tracking checklist for all new participants to ensure complete documentation is collected and retained.

Finding Text

Finding No. 2022-001 ? Alternative to Abortion Program ? CFDA No. 93.558; Grant No. 1701MOTA Criteria and Condition: The Alternatives to Abortion program requires eligibility criteria including the client to be at or below 185 percent of federal poverty level based on the client or family income and the woman must be carrying an unborn child or children and chooses to carry the unborn child(ren) to term instead of having an abortion. Context: A test of 36 files revealed inadequate documentation surrounding verification of income. 2 of the 36 case files reviewed did not have documentation to support income eligibility. In June 2022, the Agency was audited by the Missouri Department of Social Services (oversight agency) and their report indicated documentation issues surrounding eligibility related to income verification. In July 2022, the Agency had responded with corrective action plans that included a revised eligibility form to address income verification. Cause: The case workers are required to re-verify income; however, they did not always maintain adequate documentation in the file. The Agency communicated in its corrective action plan with the oversight agency. Questioned Cost: $-0- Effect: The lack of documentation could lead to ineligible participants entering into the program. Recommendation: We recommend management ensures all documentation is received and retained through strict following of the tracking checklist for newly eligible participants that documents the proof of pregnancy, income, residency, and lack of involvement with other Alternative to Abortions providers. Classification: Compliance finding and control deficiency in internal controls View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and the recommended procedures have been implemented. Supervisors will ensure that all client files have proof of eligibility during quarterly file reviews.

Corrective Action Plan

Finding No. 2022-001 ? Alternative to Abortion Program ? CFDA No. 93.558; Grant No. 1701MOTA View of Responsible Officials and Planned Corrective Actions: Management agrees with the finding and the recommended procedures have been implemented. Supervisors will ensure that all client files have proof of eligibility during quarterly file reviews.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles Eligibility

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $1.83M
93.575 Child Care and Development Block Grant $248,693
10.558 Child and Adult Care Food Program $108,374
21.027 Coronavirus State and Local Fiscal Recovery Funds $46,951