Finding 2685 (2021-004)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2021
Accepted
2023-11-29

AI Summary

  • Core Issue: The housing authority did not follow proper procedures for enforcing housing quality standards (HQS), leading to noncompliance with federal regulations.
  • Impacted Requirements: Timely re-inspections and abatement of Housing Assistance Payments (HAP) were not conducted as required, affecting 8 out of 40 tenant files.
  • Recommended Follow-Up: Assign a dedicated person to oversee inspections and ensure no HAP payments are made for units failing HQS.

Finding Text

2021-004 Federal agency: U.S. Department of Housing and Urban Development Federal program title: Housing Choice Voucher Cluster Assistance Listing Number: 14.871 Award Period: January 1, 2021 – December 31, 2021 Type of Finding:  Noncompliance and Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Special Tests and Provisions-HQS Enforcement For units under HAP contract that fail to meet HQS, the PHA must require the owner to correct any life threatening HQS deficiencies within 24 hours after the inspections and all other HQS deficiencies within 30 calendar days or within a specified PHA-approved extension. If the owner does not correct the cited HQS deficiencies within the specified correction period, the PHA must abate HAP payments beginning no later than the first of the month following the specified correction period or must terminate the HAP contract. The owner is not responsible for a breach of HQS as a result of the family’s failure to pay for utilities for which the family is responsible under the lease or for tenant damage. For family-caused defects, if the family does not correct the cited HQS deficiencies within the specified correction period, the PHA must take prompt and vigorous action to enforce the family obligations (24 CFR sections 982.158(d) and 982.404). Condition: During the testing of the HCV tenant files, certain special provision compliance deficiencies were noted: -2 instances where the re-inspections were not completed within 30 calendar days of the first failed inspection. -8 instances where the housing authority failed to properly abate HAP payments after the second failed inspection. Questioned costs: $19,928 Context: Out of the 40 files tested, 8 contains errors as noted above. Cause: The Authority failed to follow their HQS Enforcement procedures. Effect: The Authority is not in compliance with federal regulations regarding minimum housing quality standards and was paying housing assistance for units that did not meet these standards. Recommendation: We recommend management should designate one person to oversee the inspection process to ensure that all inspections are being performed in a timely manner. Furthermore, management should ensure no HAP payments are issued for units that have not passed HQS housing inspections. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Recommendation: We recommend management should designate one person to oversee the inspection process to ensure that all inspections are being performed in a timely manner. Furthermore, management should ensure no HAP payments are issued for units that have not passed HQS housing inspections. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: In response to this finding, we have taken action by assigning the Program Manager of Owner Services with the responsibility of ensuring that inspections are conducted within the designated timeframes. Additionally, it is their responsibility to guarantee that no Housing Assistance Payment (HAP) is issued for units that do not pass housing inspections. This deliberate assignment of responsibilities ensures clear accountability for compliance with inspection timelines and HAP issuance. Name(s) of the contact person(s) responsible for corrective action: MaryLiz Paulson Planned completion date for corrective action plan: This process will be implemented beginning November 1, 2023.

Categories

Questioned Costs HUD Housing Programs Special Tests & Provisions Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 2679 2021-002
    Significant Deficiency
  • 2680 2021-002
    Significant Deficiency
  • 2681 2021-002
    Significant Deficiency
  • 2682 2021-003
    Significant Deficiency
  • 2683 2021-003
    Significant Deficiency
  • 2684 2021-003
    Significant Deficiency
  • 2686 2021-004
    Significant Deficiency
  • 2687 2021-004
    Significant Deficiency
  • 2688 2021-005
    Material Weakness
  • 2689 2021-005
    Material Weakness
  • 2690 2021-006
    Material Weakness
  • 2691 2021-006
    Material Weakness
  • 2692 2021-007
    Significant Deficiency
  • 579121 2021-002
    Significant Deficiency
  • 579122 2021-002
    Significant Deficiency
  • 579123 2021-002
    Significant Deficiency
  • 579124 2021-003
    Significant Deficiency
  • 579125 2021-003
    Significant Deficiency
  • 579126 2021-003
    Significant Deficiency
  • 579127 2021-004
    Significant Deficiency
  • 579128 2021-004
    Significant Deficiency
  • 579129 2021-004
    Significant Deficiency
  • 579130 2021-005
    Material Weakness
  • 579131 2021-005
    Material Weakness
  • 579132 2021-006
    Material Weakness
  • 579133 2021-006
    Material Weakness
  • 579134 2021-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $115.97M
21.023 Emergency Rental Assistance Program $50.76M
14.218 Community Development Block Grants/entitlement Grants $43.46M
14.889 Choice Neighborhoods Implementation Grants $6.44M
14.231 Emergency Solutions Grant Program $6.30M
14.267 Continuum of Care Program $5.00M
14.872 Public Housing Capital Fund $3.34M
14.241 Housing Opportunities for Persons with Aids $1.05M
14.850 Public and Indian Housing $1.04M
14.871 Section 8 Housing Choice Vouchers $593,654
14.870 Resident Opportunity and Supportive Services - Service Coordinators $152,726
14.896 Family Self-Sufficiency Program $142,761
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $117,125
21.019 Coronavirus Relief Fund $97,139
14.879 Mainstream Vouchers $24,036
14.895 Jobs-Plus Pilot Initiative $0