Finding 23869 (2022-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-26
Audit: 19862

AI Summary

  • Core Issue: The Authority failed to properly document application dates for families on the waitlist, leading to non-compliance with HUD regulations.
  • Impacted Requirements: Compliance with 24 CFR sections 5.410, 982.54(d), and 982.201-207 regarding waitlist selection and documentation.
  • Recommended Follow-Up: Review and update policies to ensure all necessary documentation is maintained for individuals on the waiting list.

Finding Text

Finding 2022-002 ? Waitlist Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Housing Choice Voucher Program Assistance Listing Number: 14.871 Award Period: 7/1/21-6/30/22 Type of Finding: Significant Deficiency in Internal Control Over Compliance Criteria: 24 CFR sections 5.410, 982.54(d), and 982.201 through 982.207 state that all families admitted to the program must be selected from the waiting list. "Selection" from the waiting list generally occurs when the PHA notifies a family whose name reaches the top of the waiting list to come in to verify eligibility for admission. Context: During our testing of 73 files for wait list criteria, we noted the following: - 1 file did not have the original application in the tenant file - 21 files tested had an application date that did not agree to the application date listed on the waiting list - 1 file tested had a voucher that was not signed Questioned Costs: Unable to determine. Cause: The Authority lacked protocols to properly document the application date with the electronic wait list data entry prior to 2021. The applicants who reached the top of the wait list in 2022 applied with the Authority between 2017 and 2019. Effect: The Authority is not in compliance with HUD regulations. Repeat Finding: Yes Recommendation: The Authority should review their policies to ensure all required documentation is maintained for all individuals who are on the waiting list. View of Responsible Officials: There is no disagreement with this audit finding.

Corrective Action Plan

2022-002 Housing Voucher Cluster ? Assistance Listing No. 14.871 Recommendation: The Authority should review their policies to ensure all required documentation is maintained for all individuals who are on the waiting list. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: NOHA has reviewed its policies regarding documentation maintenance for all individuals on the waiting list. Quality control review of waiting list data entry was put in place after October 2020. The oldest application on the current waiting list is dated 2018. NOHA anticipates this finding will continue until the waiting list application dates reach 10/2020. Name(s) of the contact person(s) responsible for corrective action: Sandra Soucie, HCV Manager, HCVManager@nwoha.org Planned completion date for corrective action plan: 3/31/2023

Categories

HUD Housing Programs Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 23868 2022-001
    Significant Deficiency Repeat
  • 23870 2022-003
    Material Weakness Repeat
  • 23871 2022-004
    Significant Deficiency Repeat
  • 23872 2022-001
    Significant Deficiency Repeat
  • 23873 2022-002
    Significant Deficiency Repeat
  • 23874 2022-003
    Material Weakness Repeat
  • 23875 2022-004
    Significant Deficiency Repeat
  • 600310 2022-001
    Significant Deficiency Repeat
  • 600311 2022-002
    Significant Deficiency Repeat
  • 600312 2022-003
    Material Weakness Repeat
  • 600313 2022-004
    Significant Deficiency Repeat
  • 600314 2022-001
    Significant Deficiency Repeat
  • 600315 2022-002
    Significant Deficiency Repeat
  • 600316 2022-003
    Material Weakness Repeat
  • 600317 2022-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.04M
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $330,481
14.182 Section 8 New Construction and Substantial Rehabilitation $275,551
14.871 Emergency Housing Voucher $187,157
10.415 Rural Rental Housing Debt $99,369
10.427 Rural Rental Assistance Payments $70,850
10.415 Rural Rental Housing Subsidy $11,532
14.239 Home/tenant Based Assistance $0