Finding 1226936 (2025-013)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-08-14
Audit: 409120
Organization: County of Essex, Virginia (VA)
Auditor: UHY LLP

AI Summary

  • Core Issue: The County missed the March 31, 2026 deadline for submitting the Single Audit reporting package.
  • Impacted Requirements: This delay violates 2 CFR 200.512(a)(1), which mandates timely submission of audit reports and data collection forms.
  • Recommended Follow-Up: Management should establish procedures to ensure future submissions are made within the required timeframe.

Finding Text

Finding 2025-013 – Delay in Single Audit Reporting Package Submission Criteria Pursuant to 2 CFR 200.512(a)(1), the audit, the data collection form, and the reporting package must be submitted within 30 calendar days after the auditee receives the auditor's report(s) or nine months after the end of the audit period (whichever is earlier). The cognizant agency for audit or oversight agency for audit (in the absence of a cognizant agency for audit) may authorize an extension when the nine-month timeframe would place an undue burden on the auditee. If the due date falls on a Saturday, Sunday, or Federal holiday, the reporting package is due the next business day. Condition The reporting package has not yet been submitted, which is after the March 31, 2026 deadline. Context The County expended federal awards requiring a Single Audit and was therefore subject to the reporting requirements of 2 CFR 200.512(a)(1). The required reporting package, including the audit reports and data collection form, was due no later than March 31, 2026. At the time of our audit, the reporting package had not yet been submitted to the Federal Audit Clearinghouse. Cause Management was unable to timely perform the year-end financial reporting and close process due to turnover in the finance department. Effect Late submission can affect the County's risk profile with federal agencies and pass-through entities and may impact future funding decisions. Identification as a Repeat Finding, if Applicable No. Questioned Costs None Recommendation Management should implement procedures to ensure future Single Audit reporting packages are submitted by the earlier of 30 days after receipt of the auditor's reports or nine months after year-end. Responsible Official County Administrator

Corrective Action Plan

We agree with the auditor's comments. The delay was a result of turnover in personnel and the additional workload of school finances. Corrective action has been taken and County finance personnel are working to ensure this delay does not occur again in the future.

Categories

Questioned Costs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1226925 2025-011
    Material Weakness Repeat
  • 1226926 2025-011
    Material Weakness Repeat
  • 1226927 2025-011
    Material Weakness Repeat
  • 1226928 2025-011
    Material Weakness Repeat
  • 1226929 2025-012
    Material Weakness Repeat
  • 1226930 2025-012
    Material Weakness Repeat
  • 1226931 2025-012
    Material Weakness Repeat
  • 1226932 2025-012
    Material Weakness Repeat
  • 1226933 2025-013
    Material Weakness Repeat
  • 1226934 2025-013
    Material Weakness Repeat
  • 1226935 2025-013
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $514,861
84.027 SPECIAL EDUCATION GRANTS TO STATES $253,148
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $236,735
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $210,803
93.778 GRANTS TO STATES FOR MEDICAID $208,177
10.553 SCHOOL BREAKFAST PROGRAM $197,928
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $132,246
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $119,343
93.667 SOCIAL SERVICES BLOCK GRANT $104,578
93.658 FOSTER CARE TITLE IV-E $103,724
93.659 ADOPTION ASSISTANCE $96,819
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $53,318
11.429 MARINE SANCTUARY PROGRAM $31,200
47.070 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING $27,009
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $26,127
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $23,660
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $23,332
16.575 CRIME VICTIM ASSISTANCE $20,982
84.358 RURAL EDUCATION $19,706
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $11,989
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $7,601
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $7,368
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $7,152
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $5,215
10.558 CHILD AND ADULT CARE FOOD PROGRAM $4,689
93.472 TITLE IV-E PREVENTION PROGRAM $4,208
84.425 EDUCATION STABILIZATION FUND $3,865
15.659 NATIONAL WILDLIFE REFUGE FUND $3,062
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $2,670
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $1,188
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $473
93.090 GUARDIANSHIP ASSISTANCE $198
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $182