Finding 1224036 (2025-005)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-07-20
Audit: 407460
Organization: City of El Monte (CA)

AI Summary

  • Core Issue: The City included anticipated Equitable Sharing funds in the budget that had not yet been awarded or received.
  • Impacted Requirements: This violates OMB Compliance Supplement guidelines, risking noncompliance with the Equitable Sharing Program.
  • Recommended Follow-Up: Strengthen budget preparation procedures to ensure only awarded funds are included; Finance and Police Departments to collaborate on this by June 30, 2026.

Finding Text

Finding No. SA 2025-005 – Inclusion of Anticipated Equitable Sharing Funds in the Adopted Budget Federal Assistance Listing Number: 16.922 Federal Program Title: Equitable Sharing Program Federal Agency: U.S. Department of Justice Award Period: Fiscal year 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria: Per the OMB Compliance Supplement and guidance issued by the U.S. Department of Justice for the Equitable Sharing Program, agencies are permitted to earmark in their budgets only Equitable Sharing funds that have been awarded and received and are currently on hand. Agencies may not budget or commit anticipated or future Equitable Sharing funds that have not yet been awarded or received. Condition: The City’s adopted budget included anticipated Equitable Sharing funds that had not yet been awarded or received. Cause: The City did not have adequate procedures in place to ensure that only awarded and received Equitable Sharing funds were included in the adopted budget. Effect: Including anticipated funds in the adopted budget may result in noncompliance with Equitable Sharing Program requirements and could lead to sanctions such as suspension or permanent exclusion from the program, denial or extinguishment of future sharing requests, or the requirement to return previously disbursed funds. Questioned Costs: None. Repeat finding: No. Recommendation: We recommend that management strengthen procedures over budget preparation related to the Equitable Sharing Program to ensure that only Equitable Sharing funds that have been awarded and received are included in the adopted budget. Views of responsible officials and planned corrective actions: The Finance Staff will collaborate with Police Department Staff during the budgeting process to ensure that revenue is not inappropriately budgeted. Personnel responsible for implementation: Carmen Tsui, Grant Accountant Completion Date: June 30, 2026

Corrective Action Plan

The Finance Staff will collaborate with Police Department Staff during the budgeting process to ensure that revenue is not inappropriately budgeted. Personnel responsible for implementation: Carmen Tsui, Grant Accountant Completion Date: June 30, 2026

Categories

Procurement, Suspension & Debarment Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1224032 2025-001
    Material Weakness Repeat
  • 1224033 2025-002
    Material Weakness Repeat
  • 1224034 2025-003
    Material Weakness Repeat
  • 1224035 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $14.75M
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $7.30M
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $2.82M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.08M
16.922 EQUITABLE SHARING PROGRAM $1.03M
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $178,592
20.608 MINIMUM PENALTIES FOR REPEAT OFFENDERS FOR DRIVING WHILE INTOXICATED $143,731
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $129,361
97.067 HOMELAND SECURITY GRANT PROGRAM $100,224
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $87,008
20.513 ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES $54,912
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $44,861
21.016 EQUITABLE SHARING $25,575
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $17,587