Finding 1224033 (2025-002)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2025
Accepted
2026-07-20
Audit: 407460
Organization: City of El Monte (CA)

AI Summary

  • Core Issue: The City spent $10,764 on expenditures after the allowed period for CSLFRF funds, violating federal guidelines.
  • Impacted Requirements: Expenditures must only be for obligations incurred by December 31, 2024, as per U.S. Treasury rules.
  • Recommended Follow-Up: Strengthen internal controls to ensure compliance with CSLFRF period of performance requirements before future expenditures.

Finding Text

Finding No. SA 2025-002 – Noncompliance with CSLFRF Period of Performance Requirements Federal Assistance Listing Number: 21.027 Federal Program Title: Coronavirus State and Local Fiscal Recovery Funds Federal Agency: U.S. Department of Treasury Award Period: Fiscal year 2025 Type of Finding: Material Weakness in Internal Control over Compliance Criteria: Per OMB Compliance Supplement and Compliance and Reporting Guidelines issued by the U.S. Department of Treasury for Coronavirus State and Local Fiscal Recovery Funds, no new obligations or costs may be incurred during the period beginning January 1, 2025 and ending on December 31, 2026. During this two-year period from January 1, 2025, through December 31, 2026, recipients are only permitted to expend funds to satisfy obligations incurred or CSLFRF funds obligated by December 31, 2024. Condition: The City incurred and reported expenditures totaling $10,764 during the period from January 1, 2025 through June 30, 2025, which were not related to CSLFRF funds obligated on or before December 31, 2024. Cause: The City did not have adequate internal controls, policies, and procedures in place to monitor compliance with the CSLFRF period of performance requirements. Effect: Expenditures incurred after the allowable obligation period constitute noncompliance with CSLFRF program requirements and may result in questioned costs, repayment of funds, or other sanctions, including fines, penalties, or the suspension or termination of federal awards. Questioned Costs: $10,764 Repeat finding: No. Recommendation: We recommend that the City strengthen controls over monitoring the period of performance for CSLFRF funds to ensure that expenditures are incurred only in accordance with U.S. Department of the Treasury requirements. Views of responsible officials and planned corrective actions: The Finance Department staff will review all items prior to completing the report. Personnel responsible for implementation: Carmen Tsui, Grant Accountant Completion Date: June 30, 2026

Corrective Action Plan

The Finance Department staff will review all items prior to completing the report. Personnel responsible for implementation: Carmen Tsui, Grant Accountant Completion Date: June 30, 2026

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Material Weakness Period of Performance Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1224032 2025-001
    Material Weakness Repeat
  • 1224034 2025-003
    Material Weakness Repeat
  • 1224035 2025-004
    Material Weakness Repeat
  • 1224036 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $14.75M
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $7.30M
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $2.82M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.08M
16.922 EQUITABLE SHARING PROGRAM $1.03M
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $178,592
20.608 MINIMUM PENALTIES FOR REPEAT OFFENDERS FOR DRIVING WHILE INTOXICATED $143,731
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $129,361
97.067 HOMELAND SECURITY GRANT PROGRAM $100,224
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $87,008
20.513 ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES $54,912
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $44,861
21.016 EQUITABLE SHARING $25,575
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $17,587