Finding 1216036 (2025-005)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-05-29

AI Summary

  • Core Issue: The District incorrectly calculated the percentage of days attended for Return of Title IV funds, leading to a material weakness in internal controls.
  • Impacted Requirements: Compliance with 34 CFR 668.22(f)(2)(i) regarding the calculation of payment periods and timely return of unearned funds.
  • Recommended Follow-Up: Review R2T4 requirements and establish procedures to ensure accurate calculations moving forward.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Aid Assistance Listing Number: Student Financial Aid Cluster Award Period: September 1, 2024 to August 31, 2025 Type of Finding: • Material Weakness in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 668.22(f)(2)(i), the total number of calendar days in a payment period or period of enrollment includes all days that the student was scheduled to complete, except that scheduled breaks of at least five consecutive days are excluded from the total number of calendar days in a payment period or period of enrollment and the number of calendar days completed in that period. Condition: During our testing of Return of Title IV (R2T4) calculations, we noted the District had used an incorrect percentage of days attended causing the District to incorrectly calculate the return of Title IV funds. Questioned Costs: $5,372 Context: Federal regulations require institutions to calculate and return unearned Title IV funds when a student withdraws. The calculation is based on the percentage of days attended, and funds must be returned to the COD system within 45 days of completing the R2T4 calculation. These rules ensure compliance with U.S. Department of Education requirements and protect federal funds. Cause: The District did not have a process in place to correctly calculate the students’ percentage of days attended. Effect or Potential Effect of Finding: The District is not completing accurate R2T4 calculations as defined by the regulations. Failure to return funds timely may result in noncompliance with federal regulations, potential liabilities, and risk of loss of eligibility for Title IV programs. Repeat Finding: No. Recommendation: We recommend the District review the R2T4 requirements and implement procedures to ensure that calculations use the correct period of enrollment. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Aid Cluster – Assistance Listing No.: Various Recommendation: We recommend the College evaluate its procedures and policies around reporting enrollment changes to NSLDS to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to the finding: Augustana intends to modify the NSC/NSLDS monthly data file to ensure that campus and program enrollment dates are pulled from the appropriate data fields in the student information system. Additionally, Augustana intends to implement a step in the withdrawal process to ensure the change in status is reported accurately and timely. Name of the contact person responsible for corrective action: John Cage at johncage@augustana.edu Planned completion date for corrective action plan: January 30, 2026

Categories

Student Financial Aid Eligibility Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1216018 2025-002
    Material Weakness Repeat
  • 1216019 2025-003
    Material Weakness Repeat
  • 1216020 2025-004
    Material Weakness Repeat
  • 1216021 2025-005
    Material Weakness Repeat
  • 1216022 2025-006
    Material Weakness Repeat
  • 1216023 2025-002
    Material Weakness Repeat
  • 1216024 2025-003
    Material Weakness Repeat
  • 1216025 2025-004
    Material Weakness Repeat
  • 1216026 2025-005
    Material Weakness Repeat
  • 1216027 2025-006
    Material Weakness Repeat
  • 1216028 2025-002
    Material Weakness Repeat
  • 1216029 2025-003
    Material Weakness Repeat
  • 1216030 2025-004
    Material Weakness Repeat
  • 1216031 2025-005
    Material Weakness Repeat
  • 1216032 2025-006
    Material Weakness Repeat
  • 1216033 2025-002
    Material Weakness Repeat
  • 1216034 2025-003
    Material Weakness Repeat
  • 1216035 2025-004
    Material Weakness Repeat
  • 1216037 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $12.28M
84.268 FEDERAL DIRECT STUDENT LOANS $5.00M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $421,604
84.047 TRIO UPWARD BOUND $287,910
84.042 TRIO STUDENT SUPPORT SERVICES $279,837
84.066 TRIO EDUCATIONAL OPPORTUNITY CENTERS $260,670
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $180,000
84.033 FEDERAL WORK-STUDY PROGRAM $174,633
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $135,516
84.425 EDUCATION STABILIZATION FUND $115,811
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $81,742
45.129 PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP $40,857
12.903 GENCYBER GRANTS PROGRAM $33,900
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $19,741