Finding 1216035 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-05-29

AI Summary

  • Core Issue: The District failed to report student enrollment status changes accurately and on time to NSLDS, with discrepancies found in 23 out of 40 cases.
  • Impacted Requirements: Compliance with 34 CFR 685.309, which mandates timely reporting of enrollment status changes and accurate effective dates.
  • Recommended Follow-Up: Strengthen reporting procedures to ensure accurate and timely updates to NSLDS, aligning with federal regulations.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Aid Assistance Listing Number: Student Financial Aid Cluster Award Period: September 1, 2024 to August 31, 2025 Type of Finding: Material Weakness in Internal Control Over Compliance Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 685.309 requires that enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. In addition, regulations require the data to include an accurate status and effective date. Condition: During our testing, it was noted the campus enrollment effective date per NSLDS did not match the District's records for 23 out of the 40 students tested. In addition, the change in status was not reported timely for 13 out of the 40 students tested. Finally, for 7 out of 40 students tested, the status in NSLDS did not match the District's records. Questioned Costs: None Context: There were discrepancies between the campus enrollment effective dates and statuses reported to NSLDS and the District's records as well as students did not have their enrollment status change updated timely. Cause: The District's current processes and controls did not ensure that student status changes and effective dates were accurately and timely reported to NSLDS. The effective date should be the student's last date of attendance and academically-related activity. Effect or Potential Effect of Finding: The NSLDS system is not updated with the correct student information, which can cause a student to not properly enter the repayment period. Repeat Finding: No. Recommendation: We recommend the District review and strengthen its reporting procedures to ensure that student statuses are accurately and timely reported to NSLDS, as required by federal regulations. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Aid Cluster – Assistance Listing No.: Various Recommendation: We recommend the College evaluate its procedures and policies around reporting enrollment changes to NSLDS to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to the finding: Augustana intends to modify the NSC/NSLDS monthly data file to ensure that campus and program enrollment dates are pulled from the appropriate data fields in the student information system. Additionally, Augustana intends to implement a step in the withdrawal process to ensure the change in status is reported accurately and timely. Name of the contact person responsible for corrective action: John Cage at johncage@augustana.edu Planned completion date for corrective action plan: January 30, 2026

Categories

Student Financial Aid Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1216018 2025-002
    Material Weakness Repeat
  • 1216019 2025-003
    Material Weakness Repeat
  • 1216020 2025-004
    Material Weakness Repeat
  • 1216021 2025-005
    Material Weakness Repeat
  • 1216022 2025-006
    Material Weakness Repeat
  • 1216023 2025-002
    Material Weakness Repeat
  • 1216024 2025-003
    Material Weakness Repeat
  • 1216025 2025-004
    Material Weakness Repeat
  • 1216026 2025-005
    Material Weakness Repeat
  • 1216027 2025-006
    Material Weakness Repeat
  • 1216028 2025-002
    Material Weakness Repeat
  • 1216029 2025-003
    Material Weakness Repeat
  • 1216030 2025-004
    Material Weakness Repeat
  • 1216031 2025-005
    Material Weakness Repeat
  • 1216032 2025-006
    Material Weakness Repeat
  • 1216033 2025-002
    Material Weakness Repeat
  • 1216034 2025-003
    Material Weakness Repeat
  • 1216036 2025-005
    Material Weakness Repeat
  • 1216037 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $12.28M
84.268 FEDERAL DIRECT STUDENT LOANS $5.00M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $421,604
84.047 TRIO UPWARD BOUND $287,910
84.042 TRIO STUDENT SUPPORT SERVICES $279,837
84.066 TRIO EDUCATIONAL OPPORTUNITY CENTERS $260,670
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $180,000
84.033 FEDERAL WORK-STUDY PROGRAM $174,633
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $135,516
84.425 EDUCATION STABILIZATION FUND $115,811
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $81,742
45.129 PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP $40,857
12.903 GENCYBER GRANTS PROGRAM $33,900
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $19,741