Finding 1216034 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-05-29

AI Summary

  • Core Issue: The District failed to report 27 out of 40 Pell and Direct Loan disbursements to the COD system within the required 15 days.
  • Impacted Requirements: Compliance with 34 CFR 690.83(b)(2) and 34 CFR 685.309 regarding timely reporting of disbursement dates.
  • Recommended Follow-up: The District should review and improve its procedures for reporting disbursements to ensure accuracy and compliance with federal regulations.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Aid Assistance Listing Number: Student Financial Aid Cluster Award Period: September 1, 2024 to August 31, 2025 Type of Finding: • Material Weakness in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: The Department of Education requires the District to report the disbursement dates and amounts to the Common Origination and Disbursement (COD) system within 15 days of disbursing Pell (34 CFR 690.83(b)(2) and Direct Loan (34 CFR 685.309) funds to a student. Condition: During our testing, we noted 27 of the 40 disbursements tested were not reported within the required 15 days to the Common Origination and Disbursement (COD) system. In addition, we noted 2 out of the 40 disbursements tested where the disbursement date in COD did not match the student ledger. Questioned Costs: None Context: During our testing, it was noted the District had gone back to update student disbursement dates to match the student ledger; however, this was not done within the 15 days. Cause: The District identified a number of disbursement dates in COD did not match the disbursement dates per the student ledgers. Due to this, they corrected the disbursements in COD but it was not done within the 15-day-requirement. Effect or Potential Effect of Finding: Students’ interest accrues based on disbursement date reported to COD, thus interest calculation could be skewed due to the discrepancy in disbursement dates reported. The District is also not following the regulations for timely reporting. Repeat Finding: No. Recommendation: We recommend the District evaluate its procedures and policies around reporting disbursements to COD to ensure that student information is reported accurately and timely. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Aid Cluster – Assistance Listing No.: Various Recommendation: We recommend the College evaluate its procedures and policies around reporting enrollment changes to NSLDS to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to the finding: Augustana intends to modify the NSC/NSLDS monthly data file to ensure that campus and program enrollment dates are pulled from the appropriate data fields in the student information system. Additionally, Augustana intends to implement a step in the withdrawal process to ensure the change in status is reported accurately and timely. Name of the contact person responsible for corrective action: John Cage at johncage@augustana.edu Planned completion date for corrective action plan: January 30, 2026

Categories

Student Financial Aid Material Weakness Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1216018 2025-002
    Material Weakness Repeat
  • 1216019 2025-003
    Material Weakness Repeat
  • 1216020 2025-004
    Material Weakness Repeat
  • 1216021 2025-005
    Material Weakness Repeat
  • 1216022 2025-006
    Material Weakness Repeat
  • 1216023 2025-002
    Material Weakness Repeat
  • 1216024 2025-003
    Material Weakness Repeat
  • 1216025 2025-004
    Material Weakness Repeat
  • 1216026 2025-005
    Material Weakness Repeat
  • 1216027 2025-006
    Material Weakness Repeat
  • 1216028 2025-002
    Material Weakness Repeat
  • 1216029 2025-003
    Material Weakness Repeat
  • 1216030 2025-004
    Material Weakness Repeat
  • 1216031 2025-005
    Material Weakness Repeat
  • 1216032 2025-006
    Material Weakness Repeat
  • 1216033 2025-002
    Material Weakness Repeat
  • 1216035 2025-004
    Material Weakness Repeat
  • 1216036 2025-005
    Material Weakness Repeat
  • 1216037 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $12.28M
84.268 FEDERAL DIRECT STUDENT LOANS $5.00M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $421,604
84.047 TRIO UPWARD BOUND $287,910
84.042 TRIO STUDENT SUPPORT SERVICES $279,837
84.066 TRIO EDUCATIONAL OPPORTUNITY CENTERS $260,670
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $180,000
84.033 FEDERAL WORK-STUDY PROGRAM $174,633
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $135,516
84.425 EDUCATION STABILIZATION FUND $115,811
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $81,742
45.129 PROMOTION OF THE HUMANITIES FEDERAL/STATE PARTNERSHIP $40,857
12.903 GENCYBER GRANTS PROGRAM $33,900
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $19,741