Finding 1215947 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-05-28
Audit: 402510
Organization: BANFIELDBIO INC (WA)
Auditor: MT VIEW CPAS

AI Summary

  • Core Issue: Management failed to document formal procurement methods for purchases over $15,000, violating federal requirements.
  • Impacted Requirements: Formal procurement methods, including competitive bidding and public notice, are required for expenditures exceeding $15,000.
  • Recommended Follow-Up: Ensure all federal award purchases over $15,000 follow and are documented under formal procurement methods, including the option to self-certify for micro-purchases up to $50,000.

Finding Text

Criteria: Entities may follow informal procurement methods for small purchases less than $15,000 (or $50,000 if self-certified as the micro-purchase threshold). Otherwise, entities must follow formal procurement methods except under very specific circumstances in which the recipient may use a noncompetitive procurement method (2 CFR 200.320). Formal procurement methods are competitive and require public notice. These methods may include sealed bids or proposals. Condition: Management did not document formal procurement methods used for expenditures over $15,000. Cause: Management has previously worked with several universities and research institutions and established a working relationship with them in years not subject federal audit requirements. Management believes these institutions to be fair and reasonable in cost. Effect: Contracts engaged by management did not promote fair competition and may have resulted in excessive costs. Questioned Costs: Federal award purchases beyond the micro-purchase threshold totaled $261,772. Recommendation: We recommend that management follow and document formal procurement methods for all federal award purchases over $15,000, which may include self-certifying a micro-purchase threshold up to $50,000.

Corrective Action Plan

We followed 2 CFR 200.320(c)(2). Research expertise is unique and only available from subawardees selected for each specific project. It is a fundamental tenet of research. A competitive bidding process is not envisioned, nor practical when preparing grant submissions. All subawardees and contractors have a written justification and review, along with letters of support in the initial grant application.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1215946 2025-001
    Material Weakness Repeat
  • 1215948 2025-001
    Material Weakness Repeat
  • 1215949 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.855 ALLERGY AND INFECTIOUS DISEASES RESEARCH $919,597
14.900 LEAD HAZARD REDUCTION GRANT PROGRAM $243,869
10.212 SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM / SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM $45,732