Finding 1214588 (2024-012)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-05-12
Audit: 401247
Organization: Roxbury Community College (MA)

AI Summary

  • Core Issue: The College failed to report a student's enrollment status change to NSLDS within the required 60-day timeframe.
  • Impacted Requirements: Compliance with 34 CFR 685.309(b)(2) and 2 CFR Part 200, Appendix XI, which mandate timely reporting of enrollment changes.
  • Recommended Follow-Up: The College should enhance its procedures to ensure all student status changes are reported promptly to avoid future compliance issues.

Finding Text

Finding number: 2024-012 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster Assistance Listing #: 84.063 Award year: 2024 Criteria According to 34 CFR 685.309(b)(2): Unless [the institution] it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that – (i) A loan under title IV of the Act was made to or on behalf of a student who was enrolled or accepted for enrollment at the school, and the student has ceased to be enrolled on at least a half-time basis or failed to enroll on at least a half-time basis for the period for which the loan was intended; or (ii) A student who is enrolled at the school and who received a loan under title IV of the Act has changed his or her permanent address. The Dear Colleague Letter GEN-12-6 issued by the U.S. Department of Education (“ED”) on March 30, 2012 states that in addition to student loan borrowers, Enrollment Reporting files will include two additional groups of students: Pell Grant and Perkins Loan recipients. According to 2 CFR Part 200, Appendix XI Compliance Supplement updated April 2018: Under the Pell Grant and loan programs, institutions must complete and return within 15 days the Enrollment Reporting roster file placed in their Student Aid Internet Gateway mailboxes sent by ED via the National Student Loan Data System (“NSLDS”). The institution determines how often it receives the Enrollment Reporting roster file with the default set at a minimum of every 60 days. Once received, the institution must update for changes in student status, report the date the enrollment status was effective, enter the new anticipated completion date, and submit the changes electronically through the batch method or the NSLDS website. Institutions are responsible for timely reporting, whether they report directly or via a third-party servicer. Condition The Federal Government requires the College to report student enrollment changes to the National Student Loan Data System (“NSLDS”) within 60 days. We noted 1 student, out of a sample of 60, were not reported to NSLDS within the required timeframe. Cause The College did not have adequate procedures in place to ensure that students with status changes had their effective date correctly reported to NSLDS. Effect The College did not report the students’ status changes to NSLDS, which may impact the students’ loan grace periods and enrollment reporting statistics collected by the Department of Education. Questioned Costs Not applicable Perspective Our sample was not, and was not intended to be, statistically valid. Of the 60 students selected for testing, 1 students, or 1.7% of our sample was not reported within required timeframe of 60 days. Identification as a Repeat Finding, if applicable Not applicable. Recommendation The College should review their current policies and procedures to ensure student status changes are reported within the established timeframe. View of Responsible Officials The College agrees with the finding and has implemented the corrective action plan listed within the management corrective action plan section of this report

Corrective Action Plan

Finding number: 2024-012 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster Assistance Listing #: 84.063 Award year: 2024 Corrective Action Plan: The College experienced significant turnover during FY24. Procedures have been updated to ensure timely reporting of enrollment changes to the National Student Loan Data System (NSLDS). Timeline for Implementation of Corrective Action Plan: Immediate Contact Person Amy Cavelier Registrar

Categories

Student Financial Aid

Other Findings in this Audit

  • 1214579 2024-003
    Material Weakness Repeat
  • 1214580 2024-004
    Material Weakness Repeat
  • 1214581 2024-005
    Material Weakness Repeat
  • 1214582 2024-006
    Material Weakness Repeat
  • 1214583 2024-007
    Material Weakness Repeat
  • 1214584 2024-008
    Material Weakness Repeat
  • 1214585 2024-009
    Material Weakness Repeat
  • 1214586 2024-010
    Material Weakness Repeat
  • 1214587 2024-011
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $4.81M
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $198,966
84.031 HIGHER EDUCATION INSTITUTIONAL AID $165,342
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $136,764
84.033 FEDERAL WORK-STUDY PROGRAM $107,918
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $33,935