Finding 1213605 (2021-007)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2021
Accepted
2026-05-04
Audit: 400515
Organization: Richmond Housing Authority (CA)

AI Summary

  • Core Issue: The Authority submitted Form 52722 but lacked supporting documentation for utility consumption and costs.
  • Impacted Requirements: Compliance with 24 CFR 990.170 and 990.325, which mandate accurate reporting and retention of utility data.
  • Recommended Follow-Up: Enhance internal controls to ensure all utility records are retained and accessible; implement training and regular reviews for compliance.

Finding Text

Finding SA2021-007: UEL Formula (Form 52722) – Utility Expense Reporting AL number: 14.850 AL Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Federal Award Identification number and year: CA010 (2021) Criteria: Accounting to 24 CFR 990.170, the Utility Expense Level (UEL) is used to calculate the utility portion of the Operating Fund subsidy. Public Housing Authorities (PHAs) must retain utility consumption and costs data pursuant to 990.325 and report it on Form 52722. Condition: During our audit, we noted that the Authority filed Form 52722; however, the supporting documentation for utility consumption and cost data was not available, as the Authority was unable to retrieve the related backup records for review. Cause: We understand that the staff overseeing the federal awards during fiscal year 2021 are no longer with the Authority, and therefore, the staff overseeing the federal awards subsequent to the fiscal year were unable to provide the supporting documents. Effect: We were unable to verify the accuracy and completeness of the utility consumption and cost data reported to Form 52722. Recommendation: The Housing Authority should strengthen its internal control procedures to ensure that all utility invoices and supporting documentation are accurately retained, readily accessible in the future audit. Management Response: The Authority agrees with the finding. Procedures are being enhanced to ensure all utility invoices, consumption data, and related backup documentation are retained and filed systematically. Staff will maintain a complete utility expense folder for each fiscal year and ensure that Form 52722 submissions are fully supported. Training and periodic internal reviews will be established to verify compliance with 24 CFR 990.170 and 990.325.

Corrective Action Plan

Finding Reference Number: SA2021-007: UEL Formula (Form 52722) – Utility Expense Reporting Assistance Listing Number: 14.850 Assistance Listing Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Contact Person: Rita Martinez, Finance Manager & Gregory Palomino Corrective Action Plan: Procedures are being enhanced to ensure all utility invoices, consumption data, and related backup documentation are retained and filed systematically. Staff will maintain a complete utility expense folder for each fiscal year and ensure that Form 52722 submissions are fully supported. Training and periodic internal reviews will be established to verify compliance with 24 CFR 990.170 and 990.325. Anticipated Completion Date: January 1, 2023

Categories

HUD Housing Programs Reporting

Other Findings in this Audit

  • 1213599 2021-001
    Material Weakness Repeat
  • 1213600 2021-002
    Material Weakness Repeat
  • 1213601 2021-003
    Material Weakness Repeat
  • 1213602 2021-004
    Material Weakness Repeat
  • 1213603 2021-005
    Material Weakness Repeat
  • 1213604 2021-006
    Material Weakness Repeat
  • 1213606 2021-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $1.66M
14.872 PUBLIC HOUSING CAPITAL FUND $388,682