Finding 1213601 (2021-003)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2021
Accepted
2026-05-04
Audit: 400515
Organization: Richmond Housing Authority (CA)

AI Summary

  • Core Issue: Missing Form 52723 for 2020 prevents verification of $582,050 in operating subsidy payments to Easter Hill.
  • Impacted Requirements: Non-compliance with 24 CFR Section 990 due to inadequate documentation and record-keeping.
  • Recommended Follow-up: Implement a reconciliation process for Form 52723 and ensure all supporting documents are maintained for future audits.

Finding Text

Finding SA2020-003: Operating Subsidy Payments Supporting Documentation AL number: 14.850 AL Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Federal Award Identification number and year: CA010 (2021) Criteria: 24 CFR section 990 requires Public Housing Authorities (PHA) to provide operating subsidies to public housing projects and document the specific calculation requirements through HUD Form 52723. Condition: During our audit, we noted that operating subsidy payments totaling $582,050 were made to Easter Hill for Richmond Village I, II, and III during fiscal year 2021. While RHA provided the calendar year 2021 Form 52723, no Form 52723 for calendar year 2020 were available. As a result, we were unable to reconcile the subsidy payments and determine whether the subsidy amounts were properly calculated in accordance with the requirements of 24 CFR Part 990. Cause: We understand that the staff overseeing the federal awards during fiscal year 2021 are no longer with the Authority, and therefore, the staff overseeing the federal awards subsequent to the fiscal year were unable to provide supporting and documentation was not properly maintained, resulting in missing records to support certain expenditures. Effect: We were unable to determine whether the Housing Authority is in compliance with the calculation requirements of HUD Form 52723, as outlined in 24 CFR Section 990. Questioned Costs: We question the costs in the amount of $582,050 noted above. Identification as a repeat finding: Yes, since 2019. Recommendation: The Housing Authority should establish a procedure to appropriately reconcile the Form 52723 and subsidy payments ensuring that proper documentation is maintained and readily accessible for future audits. Management Response: The Authority agrees with the recommendation. The Authority will ensure that all operating subsidy requests are fully supported by the correct HUD Form 52723 documentation. Staff will develop a reconciliation process to confirm that subsidy payments align with HUD‑required calculations and that both current‑year and prior‑year forms are maintained for audit. The Authority will coordinate with property management partners to ensure supporting documentation is provided before subsidy drawdowns occur, and all records will be stored in accordance with HUD retention requirements.

Corrective Action Plan

Finding Reference Number: SA2021-003: Operating Subsidy Payments Supporting Documentation Assistance Listing Number: 14.850 Assistance Listing Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Contact Person: Rita Martinez, Finance Manager II Corrective Action Plan: The Authority will ensure that all operating subsidy requests are fully supported by the correct HUD Form 52723 documentation. Staff will develop a reconciliation process to confirm that subsidy payments align with HUD‑required calculations and that both current‑year and prior‑year forms are maintained for audit. The Authority will coordinate with property management partners to ensure supporting documentation is provided before subsidy drawdowns occur, and all records will be stored in accordance with HUD retention requirements. Completion Date: January 1, 2023 Finding Reference Number: SA2021-004: Missing Tenant Documents Assistance Listing Number: 14.850 Assistance Listing Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Contact Person: Antoinette Terrell, Executive Director

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1213599 2021-001
    Material Weakness Repeat
  • 1213600 2021-002
    Material Weakness Repeat
  • 1213602 2021-004
    Material Weakness Repeat
  • 1213603 2021-005
    Material Weakness Repeat
  • 1213604 2021-006
    Material Weakness Repeat
  • 1213605 2021-007
    Material Weakness Repeat
  • 1213606 2021-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $1.66M
14.872 PUBLIC HOUSING CAPITAL FUND $388,682