Finding 1200661 (2025-006)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: Subrecipient transactions lacked adequate supporting documentation for disbursements.
  • Impacted Requirements: Compliance with federal regulations (2 CFR Part 200) on cost documentation.
  • Recommended Follow-Up: Improve policies to ensure retention of all necessary documents, including invoices and payroll records.

Finding Text

Allowable Costs/Cost Principles ALN Number and Name: 93.243 Substance Abuse and Mental Health Services-Projects of Reginal and Nation Significance Award Number and Year: 1H79SM088601-001, 09/30/2023-09/29/2024 Federal Agency: U.S. Department of Health and Human Services Condition: During our test of disbursements for allowable costs/cost principles, we discovered that the subrecipient transactions tested did not contain sufficient supporting documentation for the disbursements to the subrecipients. Criteria: Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) Subpart E-Cost Principles Section 200.403 states that costs must be adequately documented in order to be allowable under federal awards. Cause: Management maintains the supporting documentation was originally submitted supporting the disbursements to the subrecipients, however, the vendor invoices and payroll reports with evidence of actual time spent on the grant could not be located upon request. Instances were noted where salary expense charged by the subrecipient was based on a percentage of the grant budgets as opposed to being based on actual payroll records. Effect: A total of $24,652 of subrecipient expenditures lacked sufficient supporting documentation. Recommendation: Strengthen policies and procedures to ensure all documents submitted supporting disbursements to subrecipients, including vendor invoices and payroll reports with evidence of actual time spent on the grant, are properly retained in order to support the allowability of the expenditures. Questioned Costs: $24,652 Views of responsible Officials and planned Corrective Action: The Organization agrees with the finding and will strengthen its policies and procedures to ensure all documents submitted supporting disbursements to subrecipients, including vendor invoices and payroll reports with evidence of actual time spent on the grant, are properly retained in order to support the allowability of the expenditures.

Corrective Action Plan

Allowable Costs/Cost Principles Management agrees with the finding. One subrecipient billed expenses which were unallowable based on budget narrative line-item amounts. Management now closely reviews subrecipient invoices to ensure proper documentation and alignment with approved budget balances.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1200662 2025-007
    Material Weakness Repeat
  • 1200663 2025-007
    Material Weakness Repeat
  • 1200664 2025-008
    Material Weakness Repeat
  • 1200665 2025-008
    Material Weakness Repeat
  • 1200666 2025-009
    Material Weakness Repeat
  • 1200667 2025-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $258,865
14.249 SECTION 8 MODERATE REHABILITATION SINGLE ROOM OCCUPANCY $168,548
93.788 OPIOID STR $128,159
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $118,057
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES_PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $89,065
93.557 EDUCATION AND PREVENTION GRANTS TO REDUCE SEXUAL ABUSE OF RUNAWAY, HOMELESS AND STREET YOUTH $74,103
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $69,383
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $19,994
14.238 SHELTER PLUS CARE $17,301
93.493 Consolidated Appropriations Act $12,887
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $10,135
14.267 CONTINUUM OF CARE PROGRAM $8,156
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $7,046
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $1,399