Finding 1182223 (2023-006)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2023
Accepted
2026-03-24

AI Summary

  • Core Issue: $96,250 was charged to a federal award after the approved period ended, violating grant terms.
  • Impacted Requirements: Costs must be incurred during the approved period; no extension was granted.
  • Recommended Follow-Up: Improve internal controls by tracking grant periods, reviewing expenditures regularly, and requesting extensions timely.

Finding Text

Condition During our current year compliance testing, we identified expenditures totaling $96,250 that were charged to a federal award after the approved period of performance had ended. These costs were not incurred within the authorized period specified in the grant agreement and no formal extension had been approved by the granting agency. Questioned Costs $96,250 – Known questioned costs representing expenditures incurred outside the approved period of availability. Criteria A non-federal entity may charge to a federal award only allowable costs incurred during the approved period of performance. Costs incurred outside the established period of availability are unallowable unless a formal extension has been granted by the awarding agency. Cause The Organization did not maintain adequate internal controls to monitor grant period of performance end dates and ensure that expenditures were incurred within the allowable timeframe or that an extension was requested prior to expiration.Effect of Condition $96,250 of costs were charged to the federal award that may be deemed unallowable. Recommendation We recommend that management strengthen internal controls over grant compliance by: • Maintaining a centralized tracking system for grant performance periods • Performing periodic reviews of grant expenditures relative to award end dates • Implementing formal closeout procedures prior to grant expiration • Requesting extensions in advance when necessary

Corrective Action Plan

Name of Contact Person Lillian Harrison, Executive Director Management’s Response/Corrective Action The Organization will develop and implement formal written policies and procedures to strengthen internal controls over monitoring the period of performance for all federal awards. In addition, management will provide training to relevant staff on federal grant compliance requirements related to allowable costs and period of performance to ensure expenditures are incurred within the authorized timeframe.

Categories

Allowable Costs / Cost Principles Period of Performance Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1182218 2023-001
    Material Weakness Repeat
  • 1182219 2023-002
    Material Weakness Repeat
  • 1182220 2023-003
    Material Weakness Repeat
  • 1182221 2023-004
    Material Weakness Repeat
  • 1182222 2023-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.432 ACL CENTERS FOR INDEPENDENT LIVING $1.16M
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $49,000