Finding 1182219 (2023-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2026-03-24

AI Summary

  • Core Issue: The Organization is not following its by-laws, having only two Directors instead of the required seven and irregular Board meetings.
  • Impacted Requirements: By-laws mandate a seven-member Board and quarterly meetings for effective oversight and accountability.
  • Recommended Follow-up: Assess Board composition and practices; either recruit more members and schedule regular meetings or amend by-laws to align with current capacity.

Finding Text

Condition During our current year audit, we noted that the Organization is not in compliance with its by-laws regarding the governance structure. Specifically: • Only two Directors are currently serving on the Board, whereas the by-laws require seven. • The Board is required to meet quarterly, yet meetings have been held irregularly throughout the year. Questioned Costs N/A Criteria According to the Organization’s by-laws, the Board of Directors shall consist of seven members, and the Board must convene at least once each quarter. Compliance with governing documents is essential for effective oversight and accountability. Cause The Organization has experienced challenges in recruiting and retaining qualified Board members and has not prioritized regular scheduling of Board meetings. Effect of Condition Failure to maintain the required number of Directors and meet regularly may impair the Organization’s ability to provide effective oversight, approve key decisions, and fulfill its fiduciary responsibilities. It also exposes the Organization to governance and compliance risks. Recommendation We recommend that the Organization review and assess the current composition and practices of the Board of Directors. The Organization should either: • Take immediate steps to recruit additional Board members and schedule meetings in accordance with the by-laws; • Amend the by-laws to reflect the Organization’s current operational capacity while still ensuring adequate governance. Doing so will help ensure that the Organization operates with proper oversight, transparency, and alignment with its governing documents.

Corrective Action Plan

Name of Contact Person Lillian Harrison, Executive Director Management’s Response/Corrective Action The Organization will take steps to recruit additional Board members and schedule meetings in accordance with the by-laws. In addition, the Organization will consider amending its by-laws to reflect the Organization’s current operational capacity while still ensuring adequate governance. Proposed Completion Date September 30, 2026

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1182218 2023-001
    Material Weakness Repeat
  • 1182220 2023-003
    Material Weakness Repeat
  • 1182221 2023-004
    Material Weakness Repeat
  • 1182222 2023-005
    Material Weakness Repeat
  • 1182223 2023-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.432 ACL CENTERS FOR INDEPENDENT LIVING $1.16M
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $49,000