Finding 1174719 (2024-004)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2026-02-20

AI Summary

  • Core Issue: The City failed to verify that two vendors were not suspended or debarred before making payments over $25,000.
  • Impacted Requirements: Compliance with 2 CFR Section 180.300, which mandates verification for covered transactions.
  • Recommended Follow-Up: Implement checks against the excluded parties list or obtain vendor certifications for future federal grant expenditures exceeding $25,000.

Finding Text

Federal Program: Coronavirus State and Local Fiscal Recovery Funds (21.027). Criteria: According to 2 CFR Section 180.300, when a non-federal entity enters into a covered transactions with an entity at a lower tier, the non-federal entity must verify that the entity is not suspended, debarred, or otherwise excluded. Condition: The City had transactions in excess of $25,000 with two vendors in which they did not verify that the entity was not suspended, debarred, or otherwise excluded. Cause: The City was not aware of this requirement. Effect: The City was at risk of making material payments to a vendor who is not allowed to do business with the federal government. There was no noncompliance, but there was no internal control in place to prevent noncompliance. Questioned Costs: None. Context: Payments to the vendors totaled $1,072,854. As noted above, there was no noncompliance, but there were no internal controls in place to ensure compliance. Repeat Finding: No. Recommendation: We recommend the City check the excluded parties list system or collect certifications from any vendor in which the City expects to spend more than $25,000 of federal grant funds for the year. Views of Responsible Officials and Planned Corrective Actions: The City agrees with the recommendation and will verify vendor status before making qualified payments.

Corrective Action Plan

Finding Type: Material weakness related to Procurement, Suspension and Debarment compliance requirements. Name of Contact Person: Ms. Crystal Bishop, City Clerk, (573) 624-5959. Recommendation: We recommend the City check the excluded parties list system or collect certifications from any vendor in which the City expects to spend more than $25,000 of federal grant funds for the year. Corrective Action: We have already adopted the appropriate policies. Proposed Completion Date: Immediately.

Categories

Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1174708 2024-002
    Material Weakness Repeat
  • 1174709 2024-003
    Material Weakness Repeat
  • 1174710 2024-004
    Material Weakness Repeat
  • 1174711 2024-002
    Material Weakness Repeat
  • 1174712 2024-003
    Material Weakness Repeat
  • 1174713 2024-004
    Material Weakness Repeat
  • 1174714 2024-002
    Material Weakness Repeat
  • 1174715 2024-003
    Material Weakness Repeat
  • 1174716 2024-004
    Material Weakness Repeat
  • 1174717 2024-002
    Material Weakness Repeat
  • 1174718 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $800,000
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $256,365
97.067 HOMELAND SECURITY GRANT PROGRAM $179,694
15.916 OUTDOOR RECREATION_ACQUISITION, DEVELOPMENT AND PLANNING $144,631
20.205 HIGHWAY PLANNING AND CONSTRUCTION $36,345
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $9,258
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $7,728
93.439 STATE PHYSICAL ACTIVITY AND NUTRITION (SPAN $5,000
20.607 ALCOHOL OPEN CONTAINER REQUIREMENTS $2,500
45.310 GRANTS TO STATES $900
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $665