Finding 1174717 (2024-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2026-02-20

AI Summary

  • Core Issue: The City lacks written policies for managing federal grants, which increases compliance risks.
  • Impacted Requirements: Uniform Guidance mandates policies on cash management, cost allowability, procurement, and conflict of interest.
  • Recommended Follow-Up: The City should create and implement written policies for grant administration to ensure compliance.

Finding Text

Federal Program: Coronavirus State and Local Fiscal Recovery Funds (21.027). Criteria: Uniform Guidance requires policies related to cash management, cost allowability, procurement and conflict of interest provisions, along with appropriate financial management systems and internal controls over federal awards to safeguard federal funds. Condition: Although no material noncompliance with federal grant requirements was noted, the City did not have written policies and procedures over the components of grant administration. Cause: The City had no written policies and relied on each project director receiving grant funding to comply with all applicable compliance requirements. Effect: The federal government believes that not having written policies and procedures for grant administration increases the risk that the City will not comply with applicable compliance requirements. Questioned Costs: None. Context: Total federal grant expenditures totaled $2,137,798 during the fiscal year ended June 30, 2024. Repeat Finding: No. Recommendation: We recommend the City develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it receives. Views of Responsible Officials and Planned Corrective Actions: The City agrees with the recommendation and is developing the appropriate written policies.

Corrective Action Plan

Finding Type: Compliance with Uniform Guidance Requirements. Name of Contact Person: Mr. David Wyman, City Administrator, (573) 624-5959. Recommendation: We recommend the City develop written policies and procedures related to cash management, cost allowability, procurement, and conflict of interest provisions for federal funds it received. Corrective Action: We have already adopted the appropriate policies. Proposed Completion Date: Immediately.

Categories

Procurement, Suspension & Debarment Cash Management

Other Findings in this Audit

  • 1174708 2024-002
    Material Weakness Repeat
  • 1174709 2024-003
    Material Weakness Repeat
  • 1174710 2024-004
    Material Weakness Repeat
  • 1174711 2024-002
    Material Weakness Repeat
  • 1174712 2024-003
    Material Weakness Repeat
  • 1174713 2024-004
    Material Weakness Repeat
  • 1174714 2024-002
    Material Weakness Repeat
  • 1174715 2024-003
    Material Weakness Repeat
  • 1174716 2024-004
    Material Weakness Repeat
  • 1174718 2024-003
    Material Weakness Repeat
  • 1174719 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $800,000
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $256,365
97.067 HOMELAND SECURITY GRANT PROGRAM $179,694
15.916 OUTDOOR RECREATION_ACQUISITION, DEVELOPMENT AND PLANNING $144,631
20.205 HIGHWAY PLANNING AND CONSTRUCTION $36,345
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $9,258
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $7,728
93.439 STATE PHYSICAL ACTIVITY AND NUTRITION (SPAN $5,000
20.607 ALCOHOL OPEN CONTAINER REQUIREMENTS $2,500
45.310 GRANTS TO STATES $900
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $665