Finding 1173773 (2025-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-16
Audit: 387430
Organization: Culver-Stockton College (MO)
Auditor: WADE STABLES PC

AI Summary

  • Core Issue: Discrepancies in Unsubsidized Direct Loan disbursement records were not corrected in the COD system.
  • Impacted Requirements: Reports must be submitted within 15 days of disbursement; failure to do so may lead to rejections or penalties.
  • Recommended Follow-up: Regularly review COD disbursement records to ensure they match student account dates.

Finding Text

Finding 2025-003 – COD Disbursement Records Federal Agency: U.S. Department of Education Pass-through Entity: None Federal Program: Student Financial Assistance Cluster (Federal Assistance Listing No.’s 84.007, 84.033, 84.038, 84.063, 84.268, 84.379) Requirement: Reporting Criteria: In accordance with subpart G of the General Provisions regulations in 34 CFR part 668, an institution must submit Pell Grant, Iraq and Afghanistan Service Grant, Direct Loan, and TEACH Grant disbursement reports to COD no later than 15 days after making the disbursement or becoming aware of the need to adjust a previously reported disbursement. In accordance with 34 CFR 668.164(a), funds are disbursed on the date that the institution: (a) credits those funds to a student’s account in the institution’s general ledger; or (b) pays those funds to a student directly. Funds are disbursed even if an institution uses its own funds in advance of receiving program funds from the Department. Condition: Two batches of Unsubsidized Direct Loan disbursement records did not agree to the applicable students’ accounts. Corrections were not made with COD to remedy these discrepancies. Cause of Condition: At the time of submissions of the disbursement records to COD, the COD system was experiencing processing issues, and these batches were not posted by COD until a number of days after the attempted submissions. This caused the incorrect dates to be posted. The College did not submit maintenance files to correct these dates to agree with students’ accounts. Effect: Failure to submit disbursement records within the required time frame may result in a rejection of all or part of the reported disbursement, an audit or program review finding, or possible fines or other penalties. Questioned Costs: No questioned costs. Perspective Information: N/A Recommendation: We recommend the College review COD disbursement records after each disbursement to ensure the date agrees with student account records.

Corrective Action Plan

Financial Aid personnel responsible for loan disbursements will review both COD and Pfaid records to ensure they align with the corresponding student account disbursement information. Additionally, the office will conduct monthly COD mismatch reviews to determine whether maintenance files need to be submitted. This process will help ensure continued accuracy and compliance in federal reporting.

Categories

Student Financial Aid Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 1173764 2025-002
    Material Weakness Repeat
  • 1173765 2025-002
    Material Weakness Repeat
  • 1173766 2025-002
    Material Weakness Repeat
  • 1173767 2025-002
    Material Weakness Repeat
  • 1173768 2025-002
    Material Weakness Repeat
  • 1173769 2025-003
    Material Weakness Repeat
  • 1173770 2025-003
    Material Weakness Repeat
  • 1173771 2025-003
    Material Weakness Repeat
  • 1173772 2025-003
    Material Weakness Repeat
  • 1173774 2025-004
    Material Weakness Repeat
  • 1173775 2025-004
    Material Weakness Repeat
  • 1173776 2025-004
    Material Weakness Repeat
  • 1173777 2025-004
    Material Weakness Repeat
  • 1173778 2025-004
    Material Weakness Repeat
  • 1173779 2025-005
    Material Weakness Repeat
  • 1173780 2025-005
    Material Weakness Repeat
  • 1173781 2025-005
    Material Weakness Repeat
  • 1173782 2025-005
    Material Weakness Repeat
  • 1173783 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $7.66M
84.063 FEDERAL PELL GRANT PROGRAM $2.08M
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $156,413
84.033 FEDERAL WORK-STUDY PROGRAM $100,980
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $91,746
10.351 RURAL BUSINESS DEVELOPMENT GRANT $79,719
16.525 GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS $47,104
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $37,499