Finding 1172161 (2025-007)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-03
Audit: 385300
Organization: School District of Thorp (WI)

AI Summary

  • Core Issue: There was a material weakness in internal controls over compliance, leading to incorrect meal category claims and an overclaim of $467.
  • Impacted Requirements: Reimbursement requests must be based on accurate data, with a documented review by someone other than the preparer to ensure proper segregation of duties.
  • Recommended Follow-Up: The District should establish a formal procedure for claim reviews, ensuring a designated reviewer is always assigned, even during staff turnover.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster (School Breakfast Program, National School Lunch Program, and Summer Food Service Program for Children) Assistance Listing Number: 10.553, 10.555, and 10.559 Federal Award Identification Number and Year: N/A Pass-Through Agency: Wisconsin Department of Public Instruction Pass-Through Number(s): 2025-105726-DPI-SB-SEVERE-546, 2025-105726-DPI-SK_NSLAE-566, 2025-105726-DPI-NSL-547, 2025-105726-DPI-SFSP-586 Award Period: July 1, 2024 – June 30, 2025 Type of Finding: Material Weakness in Internal Control over Compliance and Other Matter Criteria or specific requirement: Each request for reimbursement should be based on accurate and precise data. Review of the reimbursement request and supporting documentation by someone other than the preparer prior to submitting the request for reimbursement is an internal control intended to prevent or decrease the occurrence of errors. Condition: During testing of the September Breakfast claim, it was noted that the total meal count was correct; however, the categories under which the meals were claimed were incorrect. Specifically, the claim report showed variances between the reported and actual counts for free, reduced, and paid meals, resulting in an overclaim. There was no documented review and approval of the claim by someone other than the preparer. Accordingly, this does not allow for a proper segregation of duties for internal control purposes. Questioned costs: $467 Context: One of the six claims in our sample included overcharges due to claiming charged meals or mistyping a number into the report for reimbursement. Cause: There was turnover in the Food Service Director position and the absence of a designated person to prepare the claim at the time of submission. The lack of formalized procedures for claim review and record retention contributed to the error. Effect: The District was overpaid for meals due to overclaiming number of meals served. Repeat Finding: No Recommendation: We recommend that the District review its internal controls and implement a procedure to ensure all reports required under the grant have a designated reviewer that is different from the individual responsible for preparing, even when there are gaps of coverage in preparer and reviewer positions, and that the review and approval happens prior to submitting the reports to the granting agency. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Child Nutrition Cluster (School Breakfast Program, National School Lunch Program, and Summer Food Service Program for Children) – Assistance Listing No. 10.553, 10.555, and 10.559 Recommendation: CLA recommends that the District review its internal controls and implement a procedure to ensure all reports required under the grant have a designated reviewer that is different from the individual responsible for preparing, even when there are gaps of coverage in preparer and reviewer positions, and that the review and approval happens prior to submitting the reports to the granting agency. Explanation of disagreement with audit finding: There is no disagreement with this finding. Action planned/taken in response to finding: The Food Service Director and the Executive Administrative Assistant will work together to ensure that procedures are in place to review and confirm for accuracy. Name(s) of the contact person(s) responsible for corrective action: Frankie Soto, Dawn Rausch Planned completion date for corrective action plan: September 1, 2026.

Categories

School Nutrition Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1172147 2025-005
    Material Weakness Repeat
  • 1172148 2025-005
    Material Weakness Repeat
  • 1172149 2025-005
    Material Weakness Repeat
  • 1172150 2025-005
    Material Weakness Repeat
  • 1172151 2025-005
    Material Weakness Repeat
  • 1172152 2025-006
    Material Weakness Repeat
  • 1172153 2025-006
    Material Weakness Repeat
  • 1172154 2025-006
    Material Weakness Repeat
  • 1172155 2025-006
    Material Weakness Repeat
  • 1172156 2025-006
    Material Weakness Repeat
  • 1172157 2025-007
    Material Weakness Repeat
  • 1172158 2025-007
    Material Weakness Repeat
  • 1172159 2025-007
    Material Weakness Repeat
  • 1172160 2025-007
    Material Weakness Repeat
  • 1172162 2025-008
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $219,398
84.027 SPECIAL EDUCATION GRANTS TO STATES $175,524
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $92,392
10.553 SCHOOL BREAKFAST PROGRAM $61,593
93.778 MEDICAL ASSISTANCE PROGRAM $61,076
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $35,207
10.555 NATIONAL SCHOOL LUNCH PROGRAM $25,880
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $16,967
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $9,660
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $8,431
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $7,869
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $779
84.425 EDUCATION STABILIZATION FUND $102