Finding 1165031 (2021-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2021
Accepted
2025-12-16
Audit: 375125
Organization: Pima Council on Aging (AZ)

AI Summary

  • Core Issue: Internal controls over meal reimbursement sign-in sheets are inadequate, leading to potential inaccuracies in billing.
  • Impacted Requirements: Compliance with allowable costs/cost principles set by the U.S. Department of Health and Human Services is not being met.
  • Recommended Follow-Up: Implement a consistent review process for sign-in sheets to ensure accurate reporting of meals served.

Finding Text

Finding Number 2021-003 Internal Controls over Allowable Costs/Cost Principles Activities, U.S. Department of Housing and Urban Development, Passed Through Arizona Department of Economic Security, Aging Cluster, ALN 93.044/93.045/93.053, July 1, 2020 through June 30, 2021 (Significant Deficiency). Statement of Condition: For nine selections of thirteen tested, the sign-in sheets for meals billed for reimbursement were not reviewed by PCOA personnel. Questioned Costs: None Criteria: The Organization must comply with allowable costs/cost principle compliance standards as set by the U.S. Department of Health and Human Services. Controls over client sign-in sheets maintained by service providers related to meals billed for reimbursement are inadequate to ensure accurate and complete reporting to the Arizona Department of Economic Security. Cause: The Organization’s personnel were not reviewing client sign-in sheets maintained by service providers that support meals billed for reimbursement. Effect: The Organization may bill the Arizona Department of Economic Security for more meals than were served. Recommendation: We recommend a process of review of sign-in sheets for meals served be consistently implemented.

Corrective Action Plan

Finding Number 2021-003: Lack of Review of Meal Sign-In Sheets (Allowable Costs/Cost Principles) , July 1, 2020 through June 30,2021. Statement of Condition: The Meal Sign-in Sheets were not regularly and consistently attached to proper documentation. PCOA personnel responsible for enacting corrective action plan: Francine McGetrick, Contracts Director, Fmcgetrick@pcoa.org The corrective action plan: 1. PCOA has implemented procedures requiring internal review of all client sign-in sheets related to meals billed for reimbursement. 2. While the required sign-in documentation was completed and retained, it was stored in the contracts area and not submitted with the DES files. A new process has been established to ensure that sign-in sheets are filed along with the corresponding summary information at the time of submission. 3. PCOA has designed the updated process and trained staff to ensure proper documentation is verified prior to billing. 4. Ongoing compliance is now overseen by the Director of Contracts, and operational staff have been re-trained to ensure consistent execution. Completion Date: June 30th, 2025

Categories

Allowable Costs / Cost Principles Cash Management Reporting Significant Deficiency

Other Findings in this Audit

  • 1164993 2021-001
    Material Weakness Repeat
  • 1164994 2021-002
    Material Weakness Repeat
  • 1164995 2021-003
    Material Weakness Repeat
  • 1164996 2021-004
    Material Weakness Repeat
  • 1164997 2021-005
    Material Weakness Repeat
  • 1164998 2021-006
    Material Weakness Repeat
  • 1164999 2021-007
    Material Weakness Repeat
  • 1165000 2021-008
    Material Weakness Repeat
  • 1165001 2021-009
    Material Weakness Repeat
  • 1165002 2021-001
    Material Weakness Repeat
  • 1165003 2021-002
    Material Weakness Repeat
  • 1165004 2021-003
    Material Weakness Repeat
  • 1165005 2021-004
    Material Weakness Repeat
  • 1165006 2021-005
    Material Weakness Repeat
  • 1165007 2021-006
    Material Weakness Repeat
  • 1165008 2021-007
    Material Weakness Repeat
  • 1165009 2021-008
    Material Weakness Repeat
  • 1165010 2021-009
    Material Weakness Repeat
  • 1165011 2021-001
    Material Weakness Repeat
  • 1165012 2021-002
    Material Weakness Repeat
  • 1165013 2021-003
    Material Weakness Repeat
  • 1165014 2021-004
    Material Weakness Repeat
  • 1165015 2021-005
    Material Weakness Repeat
  • 1165016 2021-006
    Material Weakness Repeat
  • 1165017 2021-007
    Material Weakness Repeat
  • 1165018 2021-008
    Material Weakness Repeat
  • 1165019 2021-009
    Material Weakness Repeat
  • 1165020 2021-001
    Material Weakness Repeat
  • 1165021 2021-002
    Material Weakness Repeat
  • 1165022 2021-003
    Material Weakness Repeat
  • 1165023 2021-004
    Material Weakness Repeat
  • 1165024 2021-005
    Material Weakness Repeat
  • 1165025 2021-006
    Material Weakness Repeat
  • 1165026 2021-007
    Material Weakness Repeat
  • 1165027 2021-008
    Material Weakness Repeat
  • 1165028 2021-009
    Material Weakness Repeat
  • 1165029 2021-001
    Material Weakness Repeat
  • 1165030 2021-002
    Material Weakness Repeat
  • 1165032 2021-004
    Material Weakness Repeat
  • 1165033 2021-005
    Material Weakness Repeat
  • 1165034 2021-006
    Material Weakness Repeat
  • 1165035 2021-007
    Material Weakness Repeat
  • 1165036 2021-008
    Material Weakness Repeat
  • 1165037 2021-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.667 SOCIAL SERVICES BLOCK GRANT $3.04M
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $1.99M
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $658,306
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $188,109
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $183,622
93.779 CENTERS FOR MEDICARE AND MEDICAID SERVICES (CMS) RESEARCH, DEMONSTRATIONS AND EVALUATIONS $128,812
94.016 AMERICORPS SENIORS SENIOR COMPANION PROGRAM (SCP) 94.016 $128,597
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $111,293
93.470 ALZHEIMER’S DISEASE PROGRAM INITIATIVE (ADPI) $101,897
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $100,278
93.043 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART D, DISEASE PREVENTION AND HEALTH PROMOTION SERVICES $91,488
93.518 AFFORDABLE CARE ACT - MEDICARE IMPROVEMENTS FOR PATIENTS AND PROVIDERS $80,957
93.042 SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 2, LONG TERM CARE OMBUDSMAN SERVICES FOR OLDER INDIVIDUALS $54,161
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $31,019
93.041 SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 3, PROGRAMS FOR PREVENTION OF ELDER ABUSE, NEGLECT, AND EXPLOITATION $14,852