Finding 1164788 (2024-041)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-12-15

AI Summary

  • Core Issue: The City received FEMA reimbursements totaling $105,252 based on estimated costs, leading to unsupported costs of $10,254.
  • Impacted Requirements: Compliance with 2 CFR §200.403 and §200.405, which mandates that costs must be necessary, reasonable, and adequately documented.
  • Recommended Follow-Up: Implement procedures to ensure all FEMA reimbursements are backed by actual expenditures and consult with FEMA regarding the unsupported amounts.

Finding Text

2024-041 - Unsupported FEMA Reimbursements Federal Program 97.036 - FEMA Disaster Grants - Public Assistance (Presidentially Declared Disasters) Award Numbers PW No. 51 (0) and PW No. 34(0) Federal Agency Department of Homeland Security Compliance requirement Allowable Costs/Cost Principles - 2 CFR §200.403 and §200.405 Type of Finding Internal Control over Compliance - Significant Deficiency Compliance - Noncompliance Questioned Costs: $10,254 Criteria In accordance with 2 CFR §200.403 and §200.405, costs charged to federal awards must be necessary, reasonable, allocable, and adequately documented. Reimbursen,ents based on estimated costs must be reconciled to actual expenditures, and any unsupported amounts must be excluded from final claims. Condition The City received FEMA reimbursements totaling $99,548 under PW No. 51 (0) and $5,704 under PW No. 34(0). These reimbursements were based on estimated costs submitted to FEMA. However, during the financial statement audit, the following discrepancies were noted: PW No. 51 (0): Claimed: Labor $1,048; Equipment $1.8,811; Materials $76,559; Contract $3;130 - Total $99,548 Documented: Labor $1,048; Equipment $8,874; Materials $78,966; Contract $3, 130-Total $92,018 Unsupported costs: $7,530 PW No. 34(0): Claimed: Labor $2,374; Equipment $3,330 -Total $5,704 Documented: Equipment $2,980 - Total $2,980 Unsupported costs: $2,724 Cause The City did not reconcile estimated FEMA reimbursements to actual expenditures incurred and failed to maintain adequate supporting documentation for all cost categories. Effect The City may have received federal funds in excess of actual eligible expenditures, resulting in potential noncompliance with federal cost principles and risk of disallowed costs. Recommendation The City should implement procedures to ensure all FEMA reimbursements are supported by actual, documented expenditures. Management should review the unsupported amounts and consult with FEMA regarding potential repayment or adjustments. Views of Responsible Officials Management concurs with the finding. The City acknowledges that FEMA reimbursements were based on estimated costs and that documentation for certain categories was incomplete. The City will strengthen its procedures for reconciling estimated reimbursements to actual expenditures and ensure that all future claims are supported by detailed documentation. Staff will receive training on FEMA cost principles and documentation standards, and the City will consult with FEMA regarding resolution of the questioned costs.

Corrective Action Plan

Finding Number: 2024-041 Audit Type: Single Audit Finding Title: Unsupported FEMA Reimbursements Related Finding: 2024-031 (Yellow Book) 1. Contact Person Responsible for Corrective Action Name: Shannah Weaver Title: City Clerk Department: Finance Department 2. Planned Corrective Action The City will implement a documentation checklist and assign a grants compliance officer to ensure all FEMA reimbursement requests are fully supported. 3. Anticipated Completion Date September 30, 2026 4. Management's Response Management concurs and will ensure all FEMA-related expenditures are properly documented and retained. 5. Status of Prior Year Finding This is a new finding.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1164762 2024-032
    Material Weakness Repeat
  • 1164763 2024-033
    Material Weakness Repeat
  • 1164764 2024-034
    Material Weakness Repeat
  • 1164765 2024-036
    Material Weakness Repeat
  • 1164766 2024-037
    Material Weakness Repeat
  • 1164767 2024-039
    Material Weakness Repeat
  • 1164768 2024-042
    Material Weakness Repeat
  • 1164769 2024-043
    Material Weakness Repeat
  • 1164770 2024-032
    Material Weakness Repeat
  • 1164771 2024-033
    Material Weakness Repeat
  • 1164772 2024-035
    Material Weakness Repeat
  • 1164773 2024-036
    Material Weakness Repeat
  • 1164774 2024-039
    Material Weakness Repeat
  • 1164775 2024-040
    Material Weakness Repeat
  • 1164776 2024-042
    Material Weakness Repeat
  • 1164777 2024-043
    Material Weakness Repeat
  • 1164778 2024-044
    Material Weakness Repeat
  • 1164779 2024-032
    Material Weakness Repeat
  • 1164780 2024-033
    Material Weakness Repeat
  • 1164781 2024-036
    Material Weakness Repeat
  • 1164782 2024-039
    Material Weakness Repeat
  • 1164783 2024-040
    Material Weakness Repeat
  • 1164784 2024-042
    Material Weakness Repeat
  • 1164785 2024-044
    Material Weakness Repeat
  • 1164786 2024-042
    Material Weakness Repeat
  • 1164787 2024-038
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $537,045
90.201 DELTA AREA ECONOMIC DEVELOPMENT $502,045
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $92,018
23.002 APPALACHIAN AREA DEVELOPMENT $77,425
95.001 HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM $31,487
97.067 HOMELAND SECURITY GRANT PROGRAM $26,000
10.688 RECOVERY ACT OF 2009: WILDLAND FIRE MANAGEMENT $4,998
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $4,809
16.922 EQUITABLE SHARING PROGRAM $0
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $0