Finding 1162623 (2024-011)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-11-18

AI Summary

  • Core Issue: The Organization lacks consistent controls over procurement requirements, risking non-compliance with its own policies.
  • Impacted Requirements: Procurement must adhere to 2 CFR sections 200.317-326 and FAR regulations, which were not consistently followed.
  • Recommended Follow-Up: Management should enhance controls to ensure all expenses align with procurement policies to avoid future issues.

Finding Text

2024-011 Procurement and Suspension and Debarment Assistance Listing No.: 14.267 Continuum of Care Program Condition: The Organization was unable to demonstrate consistent controls over the procurement requirement. Criteria: The requirements that apply to procurement under grants and cooperative agreements are contained in 2 CFR sections 200.317 through 200.326, program legislation, federal awarding agency regulations, and the terms and conditions of the award. The requirements that apply to procurement under cost-reimbursement contracts under the FAR are contained in 48 CFR parts 03, 15, 44 and the clauses at 48 CFR sections 52.244-2, 52.244-5, 52.203-13, 52.203-16, and 52.215-12; agency FAR Supplements; and the terms and conditions of the contract. Questioned Costs There is no questioned cost. Cause: The Organization did not have sufficient controls to ensure that the procurement requirement was met due to staff turnover. Effect: The Organization could have expenditures that were paid that did not meet its own procurement policy. Perspective: Two of the forty items selected for testing did not have documentation of the control over compliance with the procurement and suspension and debarment requirement. Repeat Finding: This is a repeat finding. See finding 2023-015. Based on timing of prior year audit the Organization did not have time to fully correct the issue. Recommendation: In order to prevent future occurences of this deficiency, RBT recommends that management expand controls to ensure that they are able to demonstrate that all expenses meet their procurement policy. Auditee Response: The Organization agrees with the finding. See attached corrective action plan.

Corrective Action Plan

Finding 2024-011 – Procurement and Suspension and Debarment (Material Weakness) Finding: The Organization did not have sufficient controls to ensure that the procurement requirement was met due to staff turnover. Management Response: Management agrees. Corrective action plan: •All procurements now require documentation of vendor eligibility verification (SAM.gov) and compliance with competitive bidding rules. Responsible Party: CFO Completion Date/Status: Expected to be Implemented by end of 2025; ongoing review.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1162612 2024-009
    Material Weakness Repeat
  • 1162613 2024-009
    Material Weakness Repeat
  • 1162614 2024-009
    Material Weakness Repeat
  • 1162615 2024-009
    Material Weakness Repeat
  • 1162616 2024-010
    Material Weakness Repeat
  • 1162617 2024-010
    Material Weakness Repeat
  • 1162618 2024-010
    Material Weakness Repeat
  • 1162619 2024-010
    Material Weakness Repeat
  • 1162620 2024-011
    Material Weakness Repeat
  • 1162621 2024-011
    Material Weakness Repeat
  • 1162622 2024-011
    Material Weakness Repeat
  • 1162624 2024-012
    Material Weakness Repeat
  • 1162625 2024-012
    Material Weakness Repeat
  • 1162626 2024-012
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
94.006 AMERICORPS STATE AND NATIONAL 94.006 $789,681
16.575 CRIME VICTIM ASSISTANCE $237,463
93.788 OPIOID STR $128,033
14.267 CONTINUUM OF CARE PROGRAM $55,324
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $51,475
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $15,440
10.558 CHILD AND ADULT CARE FOOD PROGRAM $4,863
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $1,413