Finding 1162615 (2024-009)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2024
Accepted
2025-11-18

AI Summary

  • Core Issue: The Organization lacks controls to ensure compliance with matching and earmarking requirements for grant funds.
  • Impacted Requirements: Must match 25% of grant funds with cash or in-kind contributions; no more than 10% of grant can be used for administrative costs.
  • Recommended Follow-Up: Management should establish controls to meet the 25% match and 10% earmarking requirements to avoid future issues.

Finding Text

2024-009 Matching, Level of Effort, Earmarking Assistance Listing No.: 14.267 Continuum of Care Program (“CoC’) Condition: The Organization was unable to demonstrate controls over the matching and earmarking requirements. Criteria: The recipient or subrecipient must match all grant funds, except for leasing funds, with no less than 25 percent of cash or in-kind contributions from other sources. For CoC geographic areas in which there is more than one grant agreement, the 25 percent match must be provided on a grant-by-grant basis. Recipients that are a UFA or are the sole recipient for their Continuum may provide match on a Continuum-wide basis (24 CFR section 578.73(a)). No more than 10 percent of any grant awarded may be used for paying costs of administering the assistance. Administrative costs include the costs associated with general management oversight, and coordination, training on the CoC program requirements, and environmental review. Administrative costs do not include costs for CoC planning activities and UFA cost (24 CRR section 578.59). Questioned Costs There are no questioned costs. Cause: The Organization did not have sufficient controls to ensure that the matching and earmarking requirements were met. Effect: It is more likely that the Organization will not meet the percent matching requirements and earmarking since there is no formal set of controls over the requirements. Perspective: This is a systemic issue in that controls over the requirements have not been developed to ensure the reported information is accurate. Repeat Finding: This is a repeat finding. See finding 2023-013. Recommendation: In order to prevent future occurrences of this deficiency, RBT recommends that management develop a set of controls to ensure that they are meeting 25% match and 10% earmarking requirements. Auditee's Response: The Organization agrees with the finding. See attached corrective action plan.

Corrective Action Plan

Finding 2024-009 – Matching, Level of Effort, Earmarking (Material Weakness) Finding: The Organization did not have sufficient controls to ensure that the matching and earmarking requirements was met Management Response: Management agrees with the finding. Corrective action plan: •A compliance control checklist and quarterly monitoring process will be implemented to document matching and earmarking requirements by the end of 2025. •Provide grant compliance training to staff. Responsible Party: CFO Completion Date/Status: Expected to be Implemented by end of 2025; ongoing review.

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1162612 2024-009
    Material Weakness Repeat
  • 1162613 2024-009
    Material Weakness Repeat
  • 1162614 2024-009
    Material Weakness Repeat
  • 1162616 2024-010
    Material Weakness Repeat
  • 1162617 2024-010
    Material Weakness Repeat
  • 1162618 2024-010
    Material Weakness Repeat
  • 1162619 2024-010
    Material Weakness Repeat
  • 1162620 2024-011
    Material Weakness Repeat
  • 1162621 2024-011
    Material Weakness Repeat
  • 1162622 2024-011
    Material Weakness Repeat
  • 1162623 2024-011
    Material Weakness Repeat
  • 1162624 2024-012
    Material Weakness Repeat
  • 1162625 2024-012
    Material Weakness Repeat
  • 1162626 2024-012
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
94.006 AMERICORPS STATE AND NATIONAL 94.006 $789,681
16.575 CRIME VICTIM ASSISTANCE $237,463
93.788 OPIOID STR $128,033
14.267 CONTINUUM OF CARE PROGRAM $55,324
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $51,475
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $15,440
10.558 CHILD AND ADULT CARE FOOD PROGRAM $4,863
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $1,413