Finding 1162619 (2024-010)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2024
Accepted
2025-11-18

AI Summary

  • Core Issue: The Organization lacks consistent controls over the period of performance requirement, risking grant expenditures outside the allowed timeframe.
  • Impacted Requirements: Compliance with 2 CFR sections related to budget periods, modifications, and closeout procedures.
  • Recommended Follow-Up: Management should expand controls to ensure all expenses align with procurement policies and address this repeat finding.

Finding Text

2024-010 Period of Performance Assistance Listing No.: 14.267 Continuum of Care Program Condition: The Organization was unable to demonstrate consistent controls over the period of performance requirement. Criteria: The requirements for the period of performance are contained in 2 CFR section 200.1 Definitions for “budget period,” “financial obligations,” “period of performance,” 2 CFR section 200.308 (revision of budget and program plans), 2 CFR section 200.309 (modifications to period of performance), 2 CFR section 200.344 (closeout), program legislation, federal awarding agency regulations; and the terms and conditions of the award. Questioned Costs There are no questioned costs. Cause: The Organization did not have good controls on ensuring the period of performance requirement was met due to staff turn over. Effect: The Organization could have incurred grant expenditures outside the grant period. Perspective: Two of forty items selected for testing did not have documentation of the control over compliance with the period of performance requirement. Repeat Finding: This is a repeat finding. See finding 2023-014. Based on timing of prior year audit the Organization did not have time to fully correct the issue. Recommendation: In order to prevent future occurences of this deficiency, RBT recommends that management expand controls to ensure that they are able to demonstrate that all expenses meet their procurement policy. Auditee's Response: The Organization agrees with the finding. See attached corrective action plan.

Corrective Action Plan

Finding 2024-010 – Period of Performance (Material Weakness) Finding: The Organization did not have good controls to ensure the period of performance requirements was met due to staff turnover. Management Response: Management concurs. Corrective action plan: •Implement a grant compliance checklist and training for staff by the end of 2025 to ensure expenditures are within the grant period. •Require pre-approval for all expenditures near grant end dates. •Quarterly compliance reviews. Responsible Party: CFO Completion Date/Status: Expected to be Implemented by end of 2025; ongoing review.

Categories

Procurement, Suspension & Debarment Period of Performance

Other Findings in this Audit

  • 1162612 2024-009
    Material Weakness Repeat
  • 1162613 2024-009
    Material Weakness Repeat
  • 1162614 2024-009
    Material Weakness Repeat
  • 1162615 2024-009
    Material Weakness Repeat
  • 1162616 2024-010
    Material Weakness Repeat
  • 1162617 2024-010
    Material Weakness Repeat
  • 1162618 2024-010
    Material Weakness Repeat
  • 1162620 2024-011
    Material Weakness Repeat
  • 1162621 2024-011
    Material Weakness Repeat
  • 1162622 2024-011
    Material Weakness Repeat
  • 1162623 2024-011
    Material Weakness Repeat
  • 1162624 2024-012
    Material Weakness Repeat
  • 1162625 2024-012
    Material Weakness Repeat
  • 1162626 2024-012
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
94.006 AMERICORPS STATE AND NATIONAL 94.006 $789,681
16.575 CRIME VICTIM ASSISTANCE $237,463
93.788 OPIOID STR $128,033
14.267 CONTINUUM OF CARE PROGRAM $55,324
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $51,475
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $15,440
10.558 CHILD AND ADULT CARE FOOD PROGRAM $4,863
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $1,413