Finding 1162368 (2024-006)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2024
Accepted
2025-11-14

AI Summary

  • Core Issue: The Authority failed to maintain necessary tenant documentation and improperly calculated rent payments, leading to non-compliance with eligibility requirements.
  • Impacted Requirements: Compliance with 24 CFR sections regarding tenant income verification and documentation maintenance is essential for program integrity.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure compliance with eligibility criteria and proper documentation management.

Finding Text

Finding 2024-006 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Public and Indian Housing Program Federal Assistance Listing Numbers: 14.850 Noncompliance – E. Eligibility Non Compliance Material to the Financial Statements: No Significant Deficiency in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 960.259). Determine income eligibility and calculate the tenant's rent payment using the documentation from third party verification in accordance with 24 CFR Part 5, Subpart F (24 CFR sections 5.601 et seq.) and 24 CFR Subpart C sections 960.253, 960.255, and 960.259). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were documents that were unavailable for examination at the time of audit. Additionally, the Authority failed to properly calculate the tenant's rent payments using documentation from third party income verification. Context: There are approximately four thousand five hundred four (4,504) Public and Indian Housing Program units. Of a sample size of forty six (46) tenant files, the Authority could not locate the verification of income for three (3) files. Additionally for one (1) file, the Authority failed to properly calculate the rent payment due to an error in the tenant's income calculation. Our sample size is statistically valid. Known Questioned Costs: $26,591 Cause: There is a significant deficiency in internal controls over the compliance for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Public and Indian Housing Program is in non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Public and Indian Housing Program to ensure that established internal control policies are being followed on a timely basis. Leonard Spicer, Executive Director, is responsible for implementing this corrective action by December 31, 2025.

Categories

Questioned Costs Eligibility HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1162362 2024-003
    Material Weakness Repeat
  • 1162363 2024-004
    Material Weakness Repeat
  • 1162364 2024-005
    Material Weakness Repeat
  • 1162365 2024-003
    Material Weakness Repeat
  • 1162366 2024-004
    Material Weakness Repeat
  • 1162367 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $105.76M
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $68.25M
14.850 PUBLIC AND INDIAN HOUSING $49.56M
14.872 PUBLIC HOUSING CAPITAL FUND $27.61M
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $3.18M
14.879 MAINSTREAM VOUCHERS $1.44M
14.877 PUBLIC HOUSING FAMILY SELF-SUFFICIENCY UNDER RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES $141,641
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $79,706