Finding 1162366 (2024-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-11-14

AI Summary

  • Core Issue: The Authority did not consistently follow its own waiting list selection policies for new Housing Voucher Cluster move-ins.
  • Impacted Requirements: Compliance with the Section 8 Administrative Plan and federal regulations regarding applicant selection from the waiting list.
  • Recommended Follow-Up: Implement stronger internal controls to ensure adherence to selection procedures and compliance with federal guidelines.

Finding Text

Finding 2024-004 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Housing Voucher Cluster - Section 8 Housing Choice Vouchers, Mainstream Vouchers, and Emergency Housing Vouchers Federal Assistance Listing Numbers: 14.871, 14.879, and 14.EHV Noncompliance - N. Special Tests and Provisions - Selection from the Waiting List Non Compliance Material to the Financial Statements: No Significant Deficiency in Internal Control over Compliance for Special Tests and Provisions Criteria: Selections from the Waiting List. The PHA must have written policies in its Section 8 Administrative Plan for selecting applicants from the waiting list and PHA documentation must show that the PHA follows these policies when selecting applicants from the waiting list. Except for as provided in 24 CFR section 982.203 (Special admission (non-waiting list), all families admitted to the program must be selected from the waiting list. “Selection” from the waiting list generally occurs when the PHA notifies a family whose name reaches the top of the waiting list to come in to verify eligibility for admission (24CFR sections 5.410, 982.54(d), and 982.201 through 982.207). Condition: Based upon inspection of the waiting list provided to us during the time of audit, the new move-in list and discussions with management, it could not be determined with any certainty that certain new move-ins to the Housing Voucher Cluster were selected from the waiting list in an order that is in accordance with the Authority’s Section 8 Administrative Plan. Context: There were approximately two hundred seventy six (276) newly leased Housing Voucher Cluster units. Of a sample size of twenty five (25) new move-ins, six (6) could not be determined to be housed in proper order from the Authority's waiting list. Our sample size is statistically valid. Known Questioned Costs: Amount is below threshold of $25,000. Cause: There is a significant deficiency in internal controls over the compliance for the special tests and provisions type of compliance related to selection from the waiting list. The Authority has not properly housed applicants in compliance with program requirements. Effect: The Housing Voucher Cluster is in non-compliance with the eligibility type of compliance related to selection from the waiting list. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Housing Voucher Cluster to ensure that established internal control policies are being followed on a timely basis. Leonard Spicer, Executive Director, is responsible for implementing this corrective action by December 31, 2025.

Categories

HUD Housing Programs Special Tests & Provisions

Other Findings in this Audit

  • 1162362 2024-003
    Material Weakness Repeat
  • 1162363 2024-004
    Material Weakness Repeat
  • 1162364 2024-005
    Material Weakness Repeat
  • 1162365 2024-003
    Material Weakness Repeat
  • 1162367 2024-005
    Material Weakness Repeat
  • 1162368 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $105.76M
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $68.25M
14.850 PUBLIC AND INDIAN HOUSING $49.56M
14.872 PUBLIC HOUSING CAPITAL FUND $27.61M
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $3.18M
14.879 MAINSTREAM VOUCHERS $1.44M
14.877 PUBLIC HOUSING FAMILY SELF-SUFFICIENCY UNDER RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES $141,641
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $79,706