Finding 1162365 (2024-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-11-14

AI Summary

  • Core Issue: Tenant files for the Housing Voucher Cluster are missing key documents, leading to non-compliance with eligibility requirements.
  • Impacted Requirements: The PHA must collect and maintain necessary documentation to verify income eligibility as per federal regulations.
  • Recommended Follow-Up: Implement stronger internal controls to ensure all tenant files are complete and compliant with federal guidelines.

Finding Text

Finding 2024-003 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Housing Voucher Cluster - Section 8 Housing Choice Vouchers, Mainstream Vouchers, and Emergency Housing Vouchers Federal Assistance Listing Numbers: 14.871, 14.879, and 14.EHV Noncompliance - E. Eligibility - Tenant Files Non Compliance Material to the Financial Statements: No Significant Deficiency in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family member to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were documents that were unavailable for examination at the time of audit. Context: There are approximately seven thousand three hundred thirty six (7,336) Housing Voucher Cluster units. Of a sample size of sixty (60) tenant files, the following information was unavailable for examination at the time of audit:  Citizenship declaration forms were missing in three (3) files  Verification of income and assets was missing in one (1) file Our sample size is statistically valid. Known Questioned Costs: Amount is below threshold of $25,000. Cause: There is a significant deficiency in internal controls over the compliance for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Housing Voucher Cluster is in non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Housing Voucher Cluster to ensure that established internal control policies are being followed on a timely basis. Leonard Spicer, Executive Director, is responsible for implementing this corrective action by December 31, 2025.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1162362 2024-003
    Material Weakness Repeat
  • 1162363 2024-004
    Material Weakness Repeat
  • 1162364 2024-005
    Material Weakness Repeat
  • 1162366 2024-004
    Material Weakness Repeat
  • 1162367 2024-005
    Material Weakness Repeat
  • 1162368 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $105.76M
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $68.25M
14.850 PUBLIC AND INDIAN HOUSING $49.56M
14.872 PUBLIC HOUSING CAPITAL FUND $27.61M
14.195 SECTION 8 HOUSING ASSISTANCE PAYMENTS PROGRAM $3.18M
14.879 MAINSTREAM VOUCHERS $1.44M
14.877 PUBLIC HOUSING FAMILY SELF-SUFFICIENCY UNDER RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES $141,641
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $79,706