Finding 1159826 (2022-010)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2025-10-02
Audit: 370385
Organization: Republic of Palau (PW)

AI Summary

  • Core Issue: The sliding fee discount schedule used is outdated and does not comply with federal requirements, leading to improper billing for health center services.
  • Impacted Requirements: Health centers must apply discounts based on patients' income levels relative to the Federal Poverty Guidelines, specifically for those at or below 200% of the FPG.
  • Recommended Follow-Up: Update the sliding fee discount schedule to align with current federal guidelines and ensure proper billing practices are implemented.

Finding Text

Finding No.: 2022-010 Federal Agency: U.S. Department of Health and Human Services AL Program: 93.224 Health Center Program Federal Award No.: 1 H8DCS36516-01-00, 4 H8DCS36516‐01‐01, 6 H80CS02467-35-03, 1 H8FCS41190-01-00, 6 H80CS02467-36-08, 3 H80CS02467‐36‐01, 5 H80CS02467‐37‐00 Area: Special Tests and Provisions – Sliding Fee Discounts Questioned Costs: $1,357 Criteria: In accordance with the 2022 OMB Compliance Supplement, Part 4, Agency Program for ALN 93.224, Section III-N: Special Tests and Provisions – Sliding Fee Discounts, health centers must prepare and apply a sliding fee discount schedule (SFDS) so that the amounts owed for health center services by eligible patients are adjusted (discounted) based on the patient’s ability to pay as follows: a. Sliding fee discounts are applied to fees for health center services provided to all individuals and families with annual incomes at or below 200 percent of the Federal Poverty Guidelines (FPG). b. A full discount is applied to fees for health center services provided to individuals and families with annual incomes at or below 100 percent of the FPG, or the health center applies only a nominal charge. c. Fees for health center services are discounted based on gradations in family size and income for individuals and families with incomes above 100 and at or below 200 percent of the FPG. d. No sliding fee discount is applied to fees for health center services provided to individuals and families with annual incomes above 200 percent of the FPG. Condition: a. The sliding fee discount schedule used by the Republic is the Ministry of Health’s Sliding Fee Scale, which is not in accordance with Federal requirements, and has not been updated since January 2006 as shown below. The discounts were applied and determined based on whether the patient is a resident or a nonresident, tourist or non-tourist, with insurance or none, senior citizen, and behavioral health patient. Family Size Ministry of Health Sliding Fee Schedule 2022 Federal Poverty Guidelines Percentage of Maximum Charge based on Family Income & Size 20% 30% 40% 50% 60% 70% 100% 200% 1 0-5,700 5,701-10,050 10,051-12,600 12,601-14,100 14,101-17,500 >17,500 $13,590 $27,180 2 0-6,600 6,601-13,500 13,501-16,300 16,301-19,000 19,001-21,800 >21,800 18,310 36,620 3 0-7,400 7,401-17,000 17,001-20,500 20,501-23,900 23,901-27,500 >27,500 23,030 46,060 4 0-8,500 8,501-20,600 20,601-24,800 24,801-28,900 28,901-32,500 >32,500 27,750 55,500 5 0-9,700 9,701-24,200 24,201-29,000 29,001-33,800 33,801-38,700 >38,700 32,470 64,940 6 0-10,700 10,701-27,700 27,701-33,200 33,201-37,500 37,501-43,000 >43,000 37,190 74,380 7 0-11,500 11,501-31,200 31,201-37,400 37,401-43,700 43,701-46,000 >46,000 41,910 83,820 8 0-12,600 12,601-34,700 34,701-41,600 41,601-48,600 48,601-55,600 >55,600 46,630 93,260 9 0-14,800 14,801-38,300 38,301-45,900 45,901-53,600 53,601-65,000 >65,000 51,350 102,700 10 0-16,600 16,601-41,800 41,801-50,200 50,201-58,500 58,501-70,000 >70,000 56,070 112,140 11 0-18,900 18,901-45,300 45,301-54,400 54,401-63,400 63,401-75,000 >75,000 60,790 121,580 12 0-23,500 23,501-48,800 48,801-58,600 58,601-68,400 68,401-85,000 >85,000 65,510 131,020 b. For 51 (or 85%) of the 60 invoices tested, $1,960 out of $1,037,361 in total billed amounts, patients were not properly billed in accordance with the FPG. A full discount was not applied to fees for health center services provided to individuals and families with annual incomes at or below 100% of the FPG, or a nominal charge. No. Encounter No. Invoice Number Payor Family Size Payor Income Bill Charge Audit Calculation Overbilled / (Underbilled) 1 754877 733395 4 $7,488 $11 $– $11 2 781518 759290 3 – 6 5 1 3 776395 754269 1 5,093 3 – 3 4 722461 707096 1 – 45 43 2 5 715155 700604 2 11,338 13 – 13 6 749290 728071 1 8,566 52 – 52 7 736712 717063 1 – 23 10 13 8 723144 707747 3 – 19 10 9 9 726603 711146 5 12,195 58 – 58 10 731023 715830 1 – 34 25 9 11 722752 707357 5 19,231 18 5 13 12 774214 752121 2 1,200 38 29 9 13 769428 747435 1 4,344 98 39 59 14 723611 708224 3 – 6 – 6 15 766923 745041 4 – 35 5 30 16 779565 757371 1 – 20 12 8 17 727345 711861 1 3,702 51 18 33 18 769371 747360 1 10,927 27 10 17 19 767654 745740 1 – 13 10 3 20 731034 715563 1 – 50 29 21 21 740365 719508 2 8,122 13 – 13 22 714110 699086 3 17,478 118 34 84 23 712029 697030 1 7,306 18 5 13 24 776827 754683 1 – 12 10 2 25 738228 717403 1 – 39 5 34 26 754313 732878 1 – 73 30 43 27 749494 728248 1 – 60 17 43 28 714372 699352 1 – 82 6 76 29 770602 748538 1 204 13 10 3 30 768935 746954 2 – 17 15 2 31 712849 697933 4 – 7 5 2 32 749370 728205 3 $– $3 $– $3 33 786662 764376 3 – 96 94 2 34 728123 712628 4 – 43 – 43 35 786837 764570 1 9,996 48 – 48 36 755679 734248 1 11,947 25 – 25 37 724867 709483 1 – 109 – 109 38 754765 733308 1 – 12 11 1 39 782259 760033 1 12,308 48 5 43 40 774749 752638 3 11,050 22 – 22 41 747768 726722 2 – 1 – 1 42 785311 763047 2 3,775 52 12 40 43 714852 699863 1 – 54 10 44 44 763221 741361 4 12,571 18 5 13 45 760077 738373 4 14,123 23 10 13 46 748797 727743 1 – 201 201 47 746736 725464 2 6,000 8 5 3 48 751147 729789 1 – 20 20 49 745654 724406 2 15,825 42 25 17 50 769401 750456 3 – 52 39 13 51 724470 709093 2 560 11 – 11 Subtotal: $1,960 $603 $1,357 c. For 1 (or 1%) of 60 invoices tested, $117 of $1,037,361 in total billed amount, patients were not properly billed based on the FPG. The fees for health center services were not properly discounted based on gradations in family size and income for this individual with income above 100 and at or below 200% of the FPG. No. Encounter No. Invoice Number Payor Family Size Payor Income Bill Charge Audit Calculation Overbilled / (Underbilled) 1 716428 701344 1 $25,532 $117 $104 $13 d. For 1 (or 1%) of 60 invoices tested, $84 of $1,037,361 in total billed amount, patients were not properly billed based on the FPG. The sliding fee discount was applied to fees for health center services provided to this with annual income above 200% of the FPG. No. Encounter No. Invoice Number Payor Family Size Payor Income Bill Charge Audit Calculation Overbilled / (Underbilled) 1 732587 716990 1 $50,000 $84 $97 ($13) Grand Total: $2,161 $804 $1,357 Cause: Republic of Palau Public Law (RPPL) 7-13 Section 19, which amends RPPL 5-7, requires Palauan citizens and their spouses to be charged hospital fees at a subsidized rate compared to non-Palauans. Accordingly, the Ministry of Health implemented its sliding fee schedule policy in 2006 in accordance with RPPL 7-13. The community health centers program adopted its fee schedule policy based on income and family size. However, this policy cannot be implemented without the support of the Olbiil era Kelulau (National Congress). Effect: The Republic is in noncompliance with applicable special tests and provisions requirements for sliding fee discounts. The reportable questioned cost is $1,357. Identification as a Repeat Finding: Finding 2021-007 Recommendation: We recommend that the Republic implement policies related to the sliding fee discount based on family income and size, in accordance with the aforementioned criteria. Views of Responsible Officials: The Republic’s Corrective Action Plan does not indicate disagreement and provides planned corrective action.

Corrective Action Plan

We concur with the findings. MHHS Management has noted to HRSA that there’s a conflicting law in terms of the sliding fee and are working to change the legislation which will take time.

Categories

Special Tests & Provisions

Other Findings in this Audit

  • 1159821 2022-005
    Material Weakness Repeat
  • 1159822 2022-006
    Material Weakness Repeat
  • 1159823 2022-007
    Material Weakness Repeat
  • 1159824 2022-008
    Material Weakness Repeat
  • 1159825 2022-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.225 Unemployment Insurance $19.86M
20.106 Airport Improvement Program, Infrastructure Investment and Jobs Act Programs, and Covid-19 Airports Programs $5.81M
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.67M
15.875 Cares Act Oia Grant $1.26M
12.U00 Maritime Domain Awareness Radars $1.18M
84.027 Special Education Grants to States $1.06M
15.875 Submarine Fibre Optic Cable $1.03M
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $980,808
15.875 S432 (2a) Infrastructure Maintenance Fund $935,481
84.256 Territories and Freely Associated States Education Grant Program $821,575
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $819,439
93.268 Immunization Cooperative Agreements $581,980
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $467,518
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $381,038
93.069 Public Health Emergency Preparedness $329,017
15.875 S432 (5) Infrastructure Grants $308,668
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $264,513
93.377 Prevention and Control of Chronic Disease and Associated Risk Factors in the U.s. Affiliated Pacific Islands, U.s. Virgin Islands, and P. R. $237,708
84.048 Career and Technical Education -- Basic Grants to States $194,123
93.889 National Bioterrorism Hospital Preparedness Program $190,914
15.875 Single Audit Fy2020 $180,760
11.307 Economic Adjustment Assistance $177,909
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $169,691
93.217 Family Planning Services $140,096
93.251 Early Hearing Detection and Intervention $137,993
93.994 Maternal and Child Health Services Block Grant to the States $118,994
15.904 Historic Preservation Fund Grants-in-Aid $110,311
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $105,695
15.875 Mof - School and Hospital Repair $102,293
93.127 Emergency Medical Services for Children $84,623
93.959 Block Grants for Prevention and Treatment of Substance Abuse $81,217
11.427 Fisheries Development and Utilization Research and Development Grants and Cooperative Agreements Program $80,056
45.310 Grants to States $68,205
93.958 Block Grants for Community Mental Health Services $63,808
15.875 Our Oceans Conference 2020 $58,293
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $56,105
15.875 Angaur Dock Improvement Project $46,106
93.527 Grants for New and Expanded Services Under the Health Center Program $43,817
17.285 Registered Apprenticeship $41,786
15.875 Environmental Regulations Review $32,953
93.110 Maternal and Child Health Federal Consolidated Programs $32,669
93.991 Preventive Health and Health Services Block Grant $27,941
10.664 Cooperative Forestry Assistance $22,057
84.002 Adult Education - Basic Grants to States $20,252
93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance $18,174
15.875 Palau 2020 Census $17,364
10.766 Community Facilities Loans and Grants $17,210
93.917 Hiv Care Formula Grants $15,782
15.875 Moj Data System Upgrade $15,207
93.495 Community Health Workers for Public Health Response and Resilient $12,674
15.875 Southern Water Project Fy20-21 $12,419
93.261 Scaling the National Diabetes Prevention Program to Priority Populations $11,344
17.258 Wioa Adult Program $8,064
93.738 Pphf: Racial and Ethnic Approaches to Community Health Program Financed Solely by Public Prevention and Health Funds $7,490
15.875 Household Income & Expense Survey $7,070
15.875 Community Health Assessment $4,030