Finding 1157403 (2024-005)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
$1
Year
2024
Accepted
2025-09-30
Audit: 369664
Organization: Heart City Health Center, Inc. (IN)

AI Summary

  • Core Issue: Payroll expenses for April 2024 were charged to a grant period that had already been fully drawn down.
  • Impacted Requirements: Costs must only be charged within the approved budget period as per 45 CFR 75.309.
  • Recommended Follow-Up: Improve tracking of drawn amounts for each federal grant to ensure expenses align with the correct grant periods.

Finding Text

2024-005 Information on the Federal Program: Assistance Listing Number 93.224/93.527; Health Center Program Cluster; Department of Health and Human Services; Federal Award No. H80CS08221. Criteria Or Specific Requirement: Period of Performance: As stated in 45 CFR 75.309, the non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award’s period of performance and any costs incurred before the federal awarding agency or pass-through entity made the federal award that were authorized by the federal awarding agency or pass-through entity. Condition: The Organization supported the first draw of the H80CS08221 grant with a May 1, 2024 to April 30, 2025 grant period with payroll expenses that were incurred in April 2024, which falls outside the grant period. Cause: The Organization had April payroll costs, but the federal award for this period of time had already been fully drawn down. Effect or Potential Effect: There is a risk of misappropriation or charging expenditures to the incorrect grant period, resulting in actual and/or potential questioned costs. Questioned Costs: $212,000 Context: Management had April payroll costs that needed to be used as support, but the grant that covered this period in time was fully drawn on at this point. Identification as a Repeat Finding, if Applicable: Not a repeat finding. Recommendation: We recommend management improve tracking of what has been drawn down on each federal grant and how much remains on each individual grant period to ensure that expenses drawn against the grant are in the appropriate period. Views of Responsible Officials and Planned Corrective Actions: See separate auditee document for planned corrective action.

Corrective Action Plan

Findings Reported by Uniform Guidance – The following steps have been taken or will be taken to address Finding 2024-005: • Heart City Health Center, Inc. will refine and change controls that deal with tracking of when expenses are incurred to confirm that no drawdown receipt is received before then or in the incorrect grant period

Categories

Questioned Costs Subrecipient Monitoring Allowable Costs / Cost Principles Period of Performance Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1157392 2024-003
    Material Weakness Repeat
  • 1157393 2024-003
    Material Weakness Repeat
  • 1157394 2024-003
    Material Weakness Repeat
  • 1157395 2024-003
    Material Weakness Repeat
  • 1157396 2024-004
    Material Weakness Repeat
  • 1157397 2024-004
    Material Weakness Repeat
  • 1157398 2024-004
    Material Weakness Repeat
  • 1157399 2024-004
    Material Weakness Repeat
  • 1157400 2024-005
    Material Weakness Repeat
  • 1157401 2024-005
    Material Weakness Repeat
  • 1157402 2024-005
    Material Weakness Repeat
  • 1157404 2024-006
    Material Weakness Repeat
  • 1157405 2024-006
    Material Weakness Repeat
  • 1157406 2024-006
    Material Weakness Repeat
  • 1157407 2024-006
    Material Weakness Repeat
  • 1157408 2024-007
    Material Weakness Repeat
  • 1157409 2024-008
    Material Weakness Repeat
  • 1157410 2024-009
    Material Weakness Repeat
  • 1157411 2024-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.526 Grants for Capital Development in Health Centers $644,584
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $391,151
93.527 Grants for New and Expanded Services Under the Health Center Program $31,209