Finding 1157395 (2024-003)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
$1
Year
2024
Accepted
2025-09-30
Audit: 369664
Organization: Heart City Health Center, Inc. (IN)

AI Summary

  • Core Issue: The Organization duplicated payroll costs across multiple federal awards, violating internal control policies.
  • Impacted Requirements: Non-compliance with 45 CFR §75.303 regarding effective internal control over federal awards.
  • Recommended Follow-Up: Have a knowledgeable individual review federal program expenditures to ensure accurate tracking of transactions and allocations for any future funding.

Finding Text

2024-003 Information on the Federal Program: Assistance Listing Number 93.224/93.527; Health Center Program Cluster; Department of Health and Human Services; Federal Award No. H80CS08221, H8FCS41317, and H8LCS50906 Criteria Or Specific Requirement: Activities Allowed/Unallowed and Cost Principles: As stated in 45 CFR §75.303, the non-federal entity (i.e., the Organization) must establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations and terms and conditions of the federal award. Condition: The Organization duplicated the use of payroll costs for select employees that were allocated to the H80CS08221 award and subsequently to each of the H8FCS41317 and H8LCS50906 awards. Cause: The Organization did not consistently follow the internal control policies and procedures that it has in place to ensure allocation of payroll costs were not duplicated within the final submitted expenses for reimbursement. Effect or Potential Effect: There is a risk of misappropriation or charging unallowable expenditures to the program, resulting in actual and/or potential questioned costs. Questioned Costs: $35,322 Context: During testing of clients allocation to the different grant programs, some employees charged to supplemental funding were already included within the main base grant. Identification as a Repeat Finding, if Applicable: Not a repeat finding. Recommendation: We recommend an individual with knowledge of the federal program review expenditures charged to the federal program and ensure all transactions and allocations are tracked in better detail as/if future supplemental funding is received. These supplemental funds have come to an end so this issue is not expected to continue unless new funding is received. Views of Responsible Officials and Planned Corrective Actions: See separate auditee document for planned corrective action.

Corrective Action Plan

Findings Reported by Uniform Guidance – The following steps have been taken or will be taken to address Finding 2024-003: • Heart City Health Center, Inc. continues to focus on the preparation and review process around cost allocation to the multiple different funding sources to ensure no future duplication

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1157392 2024-003
    Material Weakness Repeat
  • 1157393 2024-003
    Material Weakness Repeat
  • 1157394 2024-003
    Material Weakness Repeat
  • 1157396 2024-004
    Material Weakness Repeat
  • 1157397 2024-004
    Material Weakness Repeat
  • 1157398 2024-004
    Material Weakness Repeat
  • 1157399 2024-004
    Material Weakness Repeat
  • 1157400 2024-005
    Material Weakness Repeat
  • 1157401 2024-005
    Material Weakness Repeat
  • 1157402 2024-005
    Material Weakness Repeat
  • 1157403 2024-005
    Material Weakness Repeat
  • 1157404 2024-006
    Material Weakness Repeat
  • 1157405 2024-006
    Material Weakness Repeat
  • 1157406 2024-006
    Material Weakness Repeat
  • 1157407 2024-006
    Material Weakness Repeat
  • 1157408 2024-007
    Material Weakness Repeat
  • 1157409 2024-008
    Material Weakness Repeat
  • 1157410 2024-009
    Material Weakness Repeat
  • 1157411 2024-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.526 Grants for Capital Development in Health Centers $644,584
93.224 Health Center Program (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $391,151
93.527 Grants for New and Expanded Services Under the Health Center Program $31,209