Finding 1142123 (2024-004)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-06-20

AI Summary

  • Core Issue: The HRA failed to complete and maintain tenant file checklists for eligibility determinations as required by internal controls.
  • Impacted Requirements: This oversight raises concerns about compliance with eligibility procedures, increasing the risk of errors in tenant eligibility.
  • Recommended Follow-Up: HRA should implement monitoring controls to ensure adherence to tenant eligibility policies and improve compliance processes.

Finding Text

2024-004: Internal Controls over Compliance for Eligibility U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Section 8 Housing Choice Vouchers – ALN 14.871 Criteria: Adequate internal controls should exist to ensure an entity meets program compliance requirements over program eligibility. The HRA’s internal controls over eligibility include staff completing tenant checklists for eligibility determinations with a separate program specialist responsible for reviewing and signing off on the checklists. Condition: The HRA did not complete or maintain tenant file checklists as required by its internal controls when performing tenant eligibility procedures during 2024. Cause: Turnover within the HRA during 2024 attributed to this condition. Existing procedures in place to help ensure program compliance were not consistently followed by staff. Effect: There is a risk that errors in tenant eligibility could have occurred during 2024 due to not following the existing procedures in place. Questioned Costs: $0 Context: Our sample of tenant files supporting 25 housing choice vouchers issued from a population of approximately 9,800 individual housing choice vouchers noted that no tenant file checklists were maintained in the files for activity occurring during 2024. However, no instances of noncompliance with eligibility were noted. Identification of Repeat Finding: Not a repeat finding. Recommendation: We recommend the HRA create monitoring controls to ensure its policies relating to tenant eligibility are being followed. Views of Responsible Officials and Planned Corrective Actions: Management agrees with this finding and is in the process of developing internal controls to ensure timely and appropriate actions are taken on the deficiency noted. Additional details can be found in the City of Bloomington’s Corrective Action Plan.

Categories

HUD Housing Programs Subrecipient Monitoring Eligibility Internal Control / Segregation of Duties

Other Findings in this Audit

  • 565678 2024-001
    Significant Deficiency
  • 565679 2024-002
    Significant Deficiency
  • 565680 2024-003
    Significant Deficiency
  • 565681 2024-004
    Significant Deficiency
  • 565682 2024-002
    Significant Deficiency
  • 565683 2024-003
    Significant Deficiency
  • 1142120 2024-001
    Significant Deficiency
  • 1142121 2024-002
    Significant Deficiency
  • 1142122 2024-003
    Significant Deficiency
  • 1142124 2024-002
    Significant Deficiency
  • 1142125 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $6.40M
10.557 Wic Special Supplemental Nutrition Program for Women, Infants, and Children $2.71M
21.027 Covid-19 - Coronavirus State and Local Fiscal Recovery Funds $2.56M
97.083 Staffing for Adequate Fire and Emergency Response (safer) $2.35M
14.218 Community Development Block Grants/entitlement Grants $1.30M
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $373,411
20.205 Highway Planning and Construction (federal-Aid Highway Program) $321,637
97.067 Homeland Security Grant Program (hsgp) $173,918
93.558 Temporary Assistance for Needy Families $170,044
93.994 Maternal and Child Health Services Block Grant to the States $152,776
93.323 Covid-19 - Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $128,537
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $109,080
16.575 Crime Victim Assistance $97,732
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $84,315
93.069 Public Health Emergency Preparedness $83,505
14.218 Covid-19 - Community Development Block Grants/entitlement Grants $49,315
93.268 Covid-19 - Immunization Cooperative Agreements $43,810
95.001 High Intensity Drug Trafficking Areas Program $36,845
16.738 Edward Byrne Memorial Justice Assistance Grant Program $25,289
16.607 Bulletproof Vest Partnership Program $19,977
93.268 Immunization Cooperative Agreements $6,275
10.572 Wic Farmers' Market Nutrition Program (fmnp) $1,950
93.008 Medical Reserve Corps Small Grant Program $1,494
93.251 Early Hearing Detection and Intervention $1,125
93.967 Centers for Disease Control and Prevention Collaboration with Academia to Strengthen Public Health $1,020
97.091 Homeland Security Biowatch Program $900
93.314 Early Hearing Detection and Intervention Information System (ehdi-Is) Surveillance Program $150