Finding 1141469 (2024-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-06-16

AI Summary

  • Core Issue: The Cooperative missed deadlines for submitting required monthly progress and financial reports for FY2024.
  • Impacted Requirements: Grant agreements mandate timely monthly reporting, which was not met due to a misunderstanding of reporting frequency.
  • Recommended Follow-Up: Implement a review process and use technology for automatic reminders to ensure timely submissions in the future.

Finding Text

Identification of the federal program: 21.027 – Coronavirus State and Local Fiscal Recovery Funds Noncompliance and Significant Deficiency in internal controls over reporting Criteria: Grant agreements and federal regulations require timely submission of monthly progress and financial reports. Condition: The Cooperative failed to submit its required monthly progress and financial reports for January-November of FY2024 to Hancock County by the established deadlines. Cause: The Cooperative believed they were required to submit quarterly reports, not monthly reports, and as such lacked adequate internal controls and oversight to ensure compliance with reporting timelines. Effect: Late reporting may impact grantor oversight and delay funding decisions. Questioned Costs: None Recommendations: The Cooperative should establish a review process to ensure financial reports are submitted on time. Views of responsible officials: The Cooperative will manage various grant deliverables via a consolidated tracker which will require management oversight to track due dates and deliverables. The Cooperative is well equipped to utilize technology to implement automatic reminders that will be automatically issued before deadline dates.

Categories

Reporting Internal Control / Segregation of Duties Significant Deficiency

Other Findings in this Audit

  • 565025 2024-001
    Significant Deficiency
  • 565026 2024-002
    Significant Deficiency
  • 565027 2024-001
    Significant Deficiency
  • 565028 2024-002
    Significant Deficiency
  • 1141467 2024-001
    Significant Deficiency
  • 1141468 2024-002
    Significant Deficiency
  • 1141470 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.12M