Finding 1132069 (2023-008)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2025-04-22
Audit: 354200
Auditor: Rbt CPAS

AI Summary

  • Core Issue: The College did not obtain required Executive Committee approval for 37 grant disbursements, totaling $60,311.
  • Impacted Requirements: This violates 2 CFR section 200.303, which mandates effective internal controls for managing federal awards.
  • Recommended Follow-Up: The College should create and document stronger controls over grant approvals to prevent future issues.

Finding Text

U.S. Department of Education Education Stabilization Fund 84.425 Federal award identification number P425E204935 Requirements: (A) Activities Allowed or Unallowed and (B) Allowable Costs Condition: For 37 tested grant disbursements to students, the College provided documentation of management approval, but was unable to provide documentation of Executive Committee approval. Criteria: Per 2 CFR section 200.303, recipients of federal awards must establish, document, and maintain effective internal controls to provide reasonable assurance that the recipient manages the federal award in compliance with statutes, regulations, terms and conditions applicable to the federal award. The College’s internal control policies state that all institutional expenses above $100 must be approved by an Executive Committee Member. Cause: The College failed to document this required approval due to management level staff turnover and new staff not being aware of the approval process. Effect: The College could not demonstrate that grant disbursements totaling $60,311 were approved by the Executive Committee. Repeat Finding: Repeat of 2022-07 Recommendation: RBT recommends that the College develop and document detailed controls over grants. Perspective: This control deficiency appears to be systemic and could impact an additional 497 grant disbursements totaling $800,540 that were not tested. Management’s Response: See corrective action plan.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles

Other Findings in this Audit

  • 555627 2023-008
    Material Weakness Repeat
  • 555628 2023-009
    Significant Deficiency
  • 555629 2023-010
    Material Weakness
  • 555630 2023-011
    Significant Deficiency
  • 555631 2023-012
    -
  • 555632 2023-013
    Significant Deficiency
  • 1132070 2023-009
    Significant Deficiency
  • 1132071 2023-010
    Material Weakness
  • 1132072 2023-011
    Significant Deficiency
  • 1132073 2023-012
    -
  • 1132074 2023-013
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.26M
84.425 Education Stabilization Fund $1.72M
84.268 Federal Direct Student Loans $1.40M
84.038 Federal Perkins Loan Program_federal Capital Contributions $419,625
84.048 Career and Technical Education -- Basic Grants to States $96,792
84.033 Federal Work-Study Program $46,052
84.007 Federal Supplemental Educational Opportunity Grants $38,700