Finding 1131615 (2024-004)

Material Weakness
Requirement
H
Questioned Costs
$1
Year
2024
Accepted
2025-04-16

AI Summary

  • Core Issue: Expenditures of $232,870 were incurred before the approved budget period, violating federal requirements.
  • Impacted Requirements: Compliance with Section 200.1 of Title 2 U.S. Code of Federal Regulations, which mandates costs must be incurred during the grant's budget period.
  • Recommended Follow-Up: Ensure grant program personnel adhere to established processes for reimbursement requests, only including allowable costs from within the budget period.

Finding Text

Finding 2024-004 - Material Weakness: Period of Performance Identification of federal program: Assistance Listing No. 93-493 - Congressional Directives Criteria or specific requirement: Section 200.1 of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards requires that, "A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance and any costs incurred before the federal awarding agency or pass-through entity" Condition: The aproved grant includes a budget period from September 30, 2023 through September 29,2026. Expenditures were included on the 2024 Schedule of Expenditures of Federal Awards, however, the expenditures were incurred prior to the budget period start date. Cause: Expenditures were incurred prior to the budget period start date, however, reimbursement was requested from the grantor. Effect or potential effect: This resulted in material non-compliance with the period of performance requirement for the grant programs. The expenditures included on the 2024 Schedule of Expenditures of Federal Awards were overstated. Questioned cost: $232,870. The 2024 Schedule of Expenditures of Federal Awards has been corrected for this finding. Context: Expenditures were included on the 2024 Schedule of Expenditures of Federal Awards, however, the expenditures were incurred prior to the budget period start date. Recommendation: We recommend that the System personnel administering the grant program comply with the System's established process, whereby the drawdown on reimbursement requests include expenditures incurred within the budget period of the approved grant. Views of responsible officials: The System concurs with this finding. See page 55 for corrective action plan.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Period of Performance Subrecipient Monitoring Material Weakness Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.994 Maternal and Child Health Services Block Grant to the States $999,876
93.493 Congressional Directives $695,098
93.059 Training in General, Pediatric, and Public Health Dentistry $491,300
93.307 Minority Health and Health Disparities Research $168,512
93.395 Cancer Treatment Research $98,182
93.110 National Organizations of State and Local Officials $15,000
93.865 Child Health and Human Development Extramural Research $12,000
93.242 Mental Health Research Grants $3,360
93.838 Lung Diseases Research $2,000