Finding 1131613 (2024-002)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-04-16

AI Summary

  • Core Issue: Expenditures were reported in 2024 for costs that were not incurred until 2025, leading to material non-compliance.
  • Impacted Requirements: Violated GAAP and federal regulations regarding the timing of expense recognition and reimbursement requests.
  • Recommended Follow-Up: Ensure grant program personnel only request reimbursements after qualifying expenditures are incurred, following established processes.

Finding Text

Finding 2024-002 - Material Weakness: Allowable Costs/Cost Principles Idenfication of federal program: Assistance Listing No. 93.493 - Congressional Directives Criteria or specific requirement: Section 200.403(e) of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards requires that "(e) Be determined in accordance with generally accepted accounting principles (GAAP)". GAAP does not allow reconding of the expenditure until the expense is incurred. In addition, Section 200.502(a) of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards required that "The determination of when a Federal award is expended must be based on when the activity related to the Federal award occurs". Condition: Expenditures were included on the 2024 Schedule of Expenditures of Federal Awards, however, the expenditures were not incurred until 2025. Cause: Drawdown on reimbursement requests were submitted to the grantor prior to the System incurring qualifying expenditures. Effect or potential effect: This resulted in material non-compliance with the allowable costs/cost principles requirement for the grant program. The expenditures included on the 2024 Schedule of Expenditures of Federal Awards was overstated. Questioned cost: $92,130 known. The 2024 Schedule of Expenditures of Federal Awards has been corrected for this finding. Context: The finding is considered systemic in nature. Recommendation: We recommend that the System personnel administering the grant program comply with the System's established process, whereby qualifying expenditures are incurred prior to requesting reimbursement from the grantor. Views of responsible officials: The System concurs with this finding. See page 52 for corrective action plan.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Material Weakness Reporting

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
93.994 Maternal and Child Health Services Block Grant to the States $999,876
93.493 Congressional Directives $695,098
93.059 Training in General, Pediatric, and Public Health Dentistry $491,300
93.307 Minority Health and Health Disparities Research $168,512
93.395 Cancer Treatment Research $98,182
93.110 National Organizations of State and Local Officials $15,000
93.865 Child Health and Human Development Extramural Research $12,000
93.242 Mental Health Research Grants $3,360
93.838 Lung Diseases Research $2,000