Finding 1115107 (2024-005)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-03-27
Audit: 349402
Organization: Municipality of Toa Alta (PR)

AI Summary

  • Core Issue: The Municipality failed to include required contract provisions in two out of three evaluated contracts, leading to noncompliance with federal procurement regulations.
  • Impacted Requirements: This finding violates the Procurement Suspension and Debarment requirements outlined in 2 CFR section 200.327.
  • Recommended Follow-Up: Ensure all contracts include necessary provisions before signing or disbursing payments; provide training on federal contract requirements to prevent future issues.

Finding Text

FINDING NUMBER 2024-005 FEDERAL AGENCY U.S. DEPARTMENT OF THE TREASURY FEDERAL PROGRAM CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS (ALN 21.027) REQUIREMENT PROCUREMENT SUSPENSION & DEBARMENT (I) TYPE OF FINDING SIGNIFICANT DEFICIENCY (SD) / NONCOMPLIANCE (NC) CONDITION In our Procurement Contract Provision Test, we evaluated three (3) contract agreements. We found that the Municipality did not include all contract provisions required for non-federal entity contracts under federal awards for two (2) of the three (3) contract agreements evaluated. CRITERIA 2 CFR section 200.327 references Appendix II to Part 200, which establishes the contract provisions must be included in non-federal entity contracts under federal awards. CAUSE There is lack of knowledge about the contract provisions required to be included in federal awards contracts. Therefore, the Municipality has been awarding contracts without the proper procurement procedure. EFFECT The program is in noncompliance with the Procurement Suspension and Debarment requirements as established in 2 CFR section 200.327. RECOMMENDATION We recommend the program administrators to include in the requisition for contracts a description of the requirements that need to be fulfilled to award a federal contract. Contracts should not be signed, and payments should not be disbursed without the required contract provisions. QUESTIONED COST None. PRIOR YEAR FINDING A similar finding was presented in prior year Schedule of Findings and Questioned Costs (2023-005 and 2022-007). VIEWS OF RESPONSIBLE OFFICIALS AND PLANNED CORRECTIVE ACTION We concur with the auditor’s finding. We implemented policies and procedures in accordance with Uniform Guidance 2 CFR 200.214. Implementation Date: Fiscal Year 2024-2025. Responsible Person: Aracelis Suárez, Finance Director

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 538663 2024-004
    Significant Deficiency Repeat
  • 538664 2024-004
    Significant Deficiency Repeat
  • 538665 2024-005
    Significant Deficiency Repeat
  • 538666 2024-005
    Significant Deficiency Repeat
  • 538667 2024-006
    Significant Deficiency
  • 538668 2024-007
    Significant Deficiency
  • 1115105 2024-004
    Significant Deficiency Repeat
  • 1115106 2024-004
    Significant Deficiency Repeat
  • 1115108 2024-005
    Significant Deficiency Repeat
  • 1115109 2024-006
    Significant Deficiency
  • 1115110 2024-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.59M
14.871 Section 8 Housing Choice Vouchers $1.44M
93.575 Child Care and Development Block Grant $477,703
14.218 Community Development Block Grants/entitlement Grants $369,370
16.710 Public Safety Partnership and Community Policing Grants $354,485
66.818 Brownfields Multipurpose, Assessment, Revolving Loan Fund, and Cleanup Cooperative Agreements $104,602
10.558 Child and Adult Care Food Program $62,131
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $24,048
14.241 Housing Opportunities for Persons with Aids $18,325
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $3,164