Corrective Action Plans

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Student Financial Aid Cluster – CFDA No. 84.268 Recommendation: We recommend that the Seminary implemented a process to ensure credit balances are returned timely based on the regulations set forth by the Department of Education. Explanation of disagreement with audit finding: There is no disagreeme...
Student Financial Aid Cluster – CFDA No. 84.268 Recommendation: We recommend that the Seminary implemented a process to ensure credit balances are returned timely based on the regulations set forth by the Department of Education. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Through December 2024, Payne issues credits/refunds in two disbursements. In November 2024, the Business Office and Academic Services discussed moving to a single credit/refund disbursement in an effort to avoid potential delays in processing. A decision was made to approve the single credit/refund disbursement process effective Spring 2025. Financial Aid Services was notified and provided a new disbursement schedule. Communication of the change was sent to students November 30, 2024. Person responsible - Maryjo Lewis Planned completion date: The new process in effect beginning Spring 2025 term
Student Financial Aid Cluster – CFDA No. 84.268 Recommendation: We recommend the Seminary evaluate its procedures and policies around reporting Unsubsidized loan disbursements to COD to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding:...
Student Financial Aid Cluster – CFDA No. 84.268 Recommendation: We recommend the Seminary evaluate its procedures and policies around reporting Unsubsidized loan disbursements to COD to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Business Office will post the awarded funds to the accounts in SONIS on the date designated on the disbursement roster. Name(s) of the contact person(s) responsible for corrective action: Razieh Adinehzadeh Planned completion date for corrective action plan: Changes implemented in February 2025.
The Municipality established internal control to maintain schedule of the due date reports in order to avoid this situation.
The Municipality established internal control to maintain schedule of the due date reports in order to avoid this situation.
The City will ensure the implementation of the following corrective action plan: • Conduct training sessions and designate primary and backup staff responsible for filing and submitting the HUD reports. • Require management review and approval of all reports prior to submission to HUD. The Correctiv...
The City will ensure the implementation of the following corrective action plan: • Conduct training sessions and designate primary and backup staff responsible for filing and submitting the HUD reports. • Require management review and approval of all reports prior to submission to HUD. The Corrective Action Plan (CAP) has been implemented as of June 30th, 2024. The staff responsible for the CAP are the Accounting Manager, Hnin Phyu and the Housing Specialist, Debra Scott.
The report was filed late due to changes in the Accountant's assigned duties and responsibilities. This issue has been communicated to the team, and quarterly reminders have been established to ensure timely report submissions. An accountant has been specifically assigned to the CDBG fund, and remin...
The report was filed late due to changes in the Accountant's assigned duties and responsibilities. This issue has been communicated to the team, and quarterly reminders have been established to ensure timely report submissions. An accountant has been specifically assigned to the CDBG fund, and reminders are in place to file all required reports on time. A Corrective Action Plan (CAP) has been implemented as of June 30, 2024. The staff responsible for the CAP are the Accounting Manager, Hnin Phyu and the Accountant, Janelle Morris.
Finding 524425 (2024-001)
Significant Deficiency 2024
Finding No. 2024-001 SFA – Enrollment Reporting Federal Program Student Financial Assistance Cluster AL No. 84.268 Federal Direct Student Loans Federal Agency U.S. Department of Education Federal Award Years October 1, 2022 to September 30, 2023 October 1, 2023 to September 30, 2024 Criteri...
Finding No. 2024-001 SFA – Enrollment Reporting Federal Program Student Financial Assistance Cluster AL No. 84.268 Federal Direct Student Loans Federal Agency U.S. Department of Education Federal Award Years October 1, 2022 to September 30, 2023 October 1, 2023 to September 30, 2024 Criteria or Requirement Institutions are required to report enrollment information under the Pell grant and the Direct and FFEL loan programs via the NSLDS (OMB No. 1845-0035) (Pell, 34CFR 690.83(b)(2); FFEL, 34CFR 682.610; Direct Loan, 34 CFR 685.309; Perkins 34 CFR 674.19(f)). Condition and Context During our test work, we selected a sample of 40 students that had enrollment status changes during fiscal year 2024. Within our sample, we identified 3 instances where the students’ enrollment status was not properly communicated to National Student Loan Data System (NSLDS). These instances involved students who reported their status changes to the College after the normal reporting period had ended. Cause and Potential Effect Noncompliance due to no control in place to identify late submissions of status changes and ensure that these changes are properly communicated to the NSLDS. This lack of control could result in inaccurate or delayed reporting of student status changes to the NSLDS, potentially affecting loan servicing and compliance with federal regulations. Questioned Cost There were no questioned cost associated with the finding. Corrective Action Plan to Finding 2024-001: Contact person for corrective action: LaKeidra Gilford – Interim Registrar Office of Records and Registration Corrective Action Plan: Morehouse College plan to implement the following to address finding No. 2024-001. • Office of Records and Registration will create a new policy effective July 1, 2025, that will state any medical withdrawals received after the last day of the current term will not be honored. • Office of Records and Registration effective May 2025 will continue the current process with additionally submitting two (2) additional graduation reports each month after the initial report is sent to National Student Clearinghouse to ensure all graduates are captured and reported.
2024-005 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures to ensure all transactions that qualify for wage rate requirements are identified to ensure compliance. Completion Date – March 31, 2025
2024-005 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures to ensure all transactions that qualify for wage rate requirements are identified to ensure compliance. Completion Date – March 31, 2025
2024-004 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures to ensure all students who receive a free or reduced meal have a current and accurate application on file. Completion Date – March 31, 2025
2024-004 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures to ensure all students who receive a free or reduced meal have a current and accurate application on file. Completion Date – March 31, 2025
2024-003 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures for verifying free and reduced applications. Completion Date – March 31, 2025
2024-003 FINDING Contact Person – Thomas A. Jerome, Superintendent Corrective Action Plan – The District will implement policies and procedures for verifying free and reduced applications. Completion Date – March 31, 2025
Finding 524411 (2024-001)
Significant Deficiency 2024
The prior year finding noted non-compliance with the Gramm-Leach Bliley Act. As a result, a consultant was hired in February 2024 to address 17 items required under the act. This plan was approved the US Department of Education with specific timelines and actions. The below gives an update on eac...
The prior year finding noted non-compliance with the Gramm-Leach Bliley Act. As a result, a consultant was hired in February 2024 to address 17 items required under the act. This plan was approved the US Department of Education with specific timelines and actions. The below gives an update on each required element. Due to issues with the main server, the risk assessment and monitoring software implementation was delayed.
Finding 524411 (2024-001)
Significant Deficiency 2024
1. Designation of a qualified individual to oversee the compliance with the Gramm-Leach Bliley Act. – Completed
1. Designation of a qualified individual to oversee the compliance with the Gramm-Leach Bliley Act. – Completed
Finding 524411 (2024-001)
Significant Deficiency 2024
2. Risk assessment 16 CFR 314.4(b) – Assessment completed. Installation of monitoring software is pending with expected completion by August 31, 2025
2. Risk assessment 16 CFR 314.4(b) – Assessment completed. Installation of monitoring software is pending with expected completion by August 31, 2025
Finding 524411 (2024-001)
Significant Deficiency 2024
3. Access control 16 CFR 314.4(c)(1) – Completed
3. Access control 16 CFR 314.4(c)(1) – Completed
Finding 524411 (2024-001)
Significant Deficiency 2024
4. Identification 16 CFR 314.4(c)(2) – Partially completed pending installation of monitoring software
4. Identification 16 CFR 314.4(c)(2) – Partially completed pending installation of monitoring software
Finding 524411 (2024-001)
Significant Deficiency 2024
5. Encryption 16 CFR314.4(c)(3) – Open with estimated completion date of March 31, 2025
5. Encryption 16 CFR314.4(c)(3) – Open with estimated completion date of March 31, 2025
Finding 524411 (2024-001)
Significant Deficiency 2024
6. Encryption 16 CFR314.4(c)(5) – Open with estimated completion date of July 31, 2025
6. Encryption 16 CFR314.4(c)(5) – Open with estimated completion date of July 31, 2025
Finding 524411 (2024-001)
Significant Deficiency 2024
7. Multi-factor authentication 16 CFR314.4(c)(5) – Completed
7. Multi-factor authentication 16 CFR314.4(c)(5) – Completed
Finding 524411 (2024-001)
Significant Deficiency 2024
8. Data retention 16 CFR314.4(c)(6) – Completed with a planned reevaluation of the policy
8. Data retention 16 CFR314.4(c)(6) – Completed with a planned reevaluation of the policy
Finding 524411 (2024-001)
Significant Deficiency 2024
9. Change management 16CFR314.4(c)(7) – In progress
9. Change management 16CFR314.4(c)(7) – In progress
Finding 524411 (2024-001)
Significant Deficiency 2024
10. User logging 16CFR314.4(c)(8) - In progress
10. User logging 16CFR314.4(c)(8) - In progress
Finding 524411 (2024-001)
Significant Deficiency 2024
11. Security assessment 16CFR314.4(d)(1) – Open with estimated completion date of June 30, 2025
11. Security assessment 16CFR314.4(d)(1) – Open with estimated completion date of June 30, 2025
Finding 524411 (2024-001)
Significant Deficiency 2024
12. Monitoring software 16CFR314.4(d)(2) – Installation of monitoring software in pending
12. Monitoring software 16CFR314.4(d)(2) – Installation of monitoring software in pending
Finding 524411 (2024-001)
Significant Deficiency 2024
13 - 17. Continuing security program requirements 16CFR314.4 to 16CFR314.4(e-i) – Open with an estimated completion dates of March 2023 to August 31, 2025
13 - 17. Continuing security program requirements 16CFR314.4 to 16CFR314.4(e-i) – Open with an estimated completion dates of March 2023 to August 31, 2025
In Finding 2024-001, a condition was noted in which the Organization did not obtain quotes or bids for an expenditure as required by the Organization’s procurement policy. Management recognizes the importance of complying with procurement policies. In response to Finding 2024-001, procedures will ...
In Finding 2024-001, a condition was noted in which the Organization did not obtain quotes or bids for an expenditure as required by the Organization’s procurement policy. Management recognizes the importance of complying with procurement policies. In response to Finding 2024-001, procedures will be implemented to ensure bids are obtained and properly documented in accordance with the Organization’s policy.
Due to the nature of the cause of this finding, there is no other specific corrective action considered necessary. The Organization will ensure that future construction contracts, if any, contain any applicable prevailing wage requirement verbiage and certified payrolls will be received and reviewe...
Due to the nature of the cause of this finding, there is no other specific corrective action considered necessary. The Organization will ensure that future construction contracts, if any, contain any applicable prevailing wage requirement verbiage and certified payrolls will be received and reviewed.
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