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Corrective Action Plans

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Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
*In a sample of seventeen (17) transactions, one (1) instane was noted where the requested drawdown amount exceeded the actual expenditure paid by the County.
*In a sample of seventeen (17) transactions, one (1) instane was noted where the requested drawdown amount exceeded the actual expenditure paid by the County.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
*In a sample of seventeen (17) transactions, we noted one (1) instance in which the drawdown was not submitted on a timely basis following the incurrence of eligible expenditures.
*In a sample of seventeen (17) transactions, we noted one (1) instance in which the drawdown was not submitted on a timely basis following the incurrence of eligible expenditures.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
*In a sample of seventeen (17) transactions, we noted one (1) instance in which the program funds were drawn in advance of making actual payments of eligible expenditues.
*In a sample of seventeen (17) transactions, we noted one (1) instance in which the program funds were drawn in advance of making actual payments of eligible expenditues.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
*In a sample of seventeen (17) transactions, we noted one (1) instance in which amounts approved and expended related to eligible project activities that were not drawn from the IDIS system.
*In a sample of seventeen (17) transactions, we noted one (1) instance in which amounts approved and expended related to eligible project activities that were not drawn from the IDIS system.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Criteria:
Criteria:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
According to HUD'[s specific drawdown rules, CDBG program funds must be drawn only for actual, eligible expenditures, and drawdowns should be timely and not made in advance of need. Additionally, all drawdowns must be properly recodrded in the IDIS system to ensure accurate tracking and reporting of...
According to HUD'[s specific drawdown rules, CDBG program funds must be drawn only for actual, eligible expenditures, and drawdowns should be timely and not made in advance of need. Additionally, all drawdowns must be properly recodrded in the IDIS system to ensure accurate tracking and reporting of program activities.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Questioned Cost:
Questioned Cost:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
None
None
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Effect:
Effect:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Hud or Grantee Administration can block drawdowns due to non-compliance.
Hud or Grantee Administration can block drawdowns due to non-compliance.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Cause:
Cause:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Management failed to follow proper procedures and monitoring to ensure timely and accurate drawdowns from the Integrated Disbursement and Information System (IDIS).
Management failed to follow proper procedures and monitoring to ensure timely and accurate drawdowns from the Integrated Disbursement and Information System (IDIS).
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Identification of Repeat Finding:
Identification of Repeat Finding:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
N/A
N/A
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Recommendation:
Recommendation:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
We recomment that management strengthen internal controls to ensure compliance with HUD case management requirements. Drawdowns should be requested only for actual, eligible expenditures submitted in a timely manner after costs are incurred, and not made in advance of need. Procedures should be impl...
We recomment that management strengthen internal controls to ensure compliance with HUD case management requirements. Drawdowns should be requested only for actual, eligible expenditures submitted in a timely manner after costs are incurred, and not made in advance of need. Procedures should be implemented to ensure alliligible expenditures are promptly drawn from the IDIS system. Any funds drawn in error or prematurely should be returned promptly to HUD or the grantee to avoid noncompliance.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Explanation & Corrective Action:
Explanation & Corrective Action:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
The Division has added another member to the financial team, and will revise the review of the transactions between MSI, IDIS and the Financial Summary tio ensure all drawdowns are done timely and correct.
The Division has added another member to the financial team, and will revise the review of the transactions between MSI, IDIS and the Financial Summary tio ensure all drawdowns are done timely and correct.
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
Implementation Date & Explanation:
Implementation Date & Explanation:
View Audit 370058
Finding 1158131 (2024-001)
Material Weakness 2024
County of Essex
NJ
Cash Management HUD Housing Programs
The additional review of trqansactions has been imp0lemented as of this date.
The additional review of trqansactions has been imp0lemented as of this date.
View Audit 370058
Finding 1158059 (2024-002)
Material Weakness 2024
Stone Lake Woods, Inc.
MI
HUD Housing Programs Internal Control / Segregation of Duties Reporting
Management will implement a formal tracking system and internal calendar reminders to ensure timely submission of audited financial statements in accordance with HUD requirements.
Management will implement a formal tracking system and internal calendar reminders to ensure timely submission of audited financial statements in accordance with HUD requirements.
View Audit 370012
Finding 1158056 (2024-001)
Material Weakness 2024
Caap Housing, Inc. Dba Emma O. Johnson Homes 073-11685
IN
Questioned Costs HUD Housing Programs
Auditee: CAAP Housing, Inc. HUD Project Number: 073-11685 Audit Firm: Agresta, Storms & O’Leary PC Audit Period Ended December 31, 2024 Corrective Action Plan Prepared by: Name: Cynthia Norris Position: Housing Asset and Tenant Service Director (Community Action of Greater Indianapolis, Inc.) A. Cur...
Auditee: CAAP Housing, Inc. HUD Project Number: 073-11685 Audit Firm: Agresta, Storms & O’Leary PC Audit Period Ended December 31, 2024 Corrective Action Plan Prepared by: Name: Cynthia Norris Position: Housing Asset and Tenant Service Director (Community Action of Greater Indianapolis, Inc.) A. Current Findings on the Schedule of Findings, Questioned Costs, and Recommendations Finding No. 2024-001 A. Comments on the Finding and Each Recommendation: Management agrees with the finding that the security deposit cash account was underfunded at December 31, 2024. B. Action Taken or Planned on the Finding: Management will transfer the required funds to the security deposit cash account when the funds are available. B. Status of Corrective Actions on Findings Reported in the Prior Audit Schedule of Findings, Questioned Costs, and Recommendations See Finding No. 2024-001 for status of Finding No. 2023-001. Respectfully Submitted, Terrence White Executive Director/CEO Community Action of Greater Indianapolis, Inc.
View Audit 370008 Questioned Costs: $1
Finding 1157692 (2024-001)
Material Weakness 2024
The Housing Authority of the City of Colmbus
MS
Cash Management HUD Housing Programs Significant Deficiency
Immediate Reimbursement: The Housing Authority will initiate the reimbursement of the Public Housing Program for the identified rental assistance funds. Policy and Procedure Updates: Internal cash management policies are being revised to establish clear timelines and responsibilities for fund reimbu...
Immediate Reimbursement: The Housing Authority will initiate the reimbursement of the Public Housing Program for the identified rental assistance funds. Policy and Procedure Updates: Internal cash management policies are being revised to establish clear timelines and responsibilities for fund reimbursements. Staff Training: All relevant personnel will receive training on HUD’s cash management requirements and the updated internal procedures to ensure consistent and timely compliance. Monthly Monitoring: A monthly reconciliation and review process will be implemented to monitor fund transfers and reimbursements. This will be overseen by the Finance Director and reported to the Executive Director quarterly. Fee Accountant Oversight: To strengthen financial oversight, the Housing Authority will engage a fee accountant to serve as an additional layer of review. This professional will provide independent verification of financial transactions and ensure compliance with HUD cash management standards.
View Audit 369877
Finding 1157690 (2024-001)
Material Weakness 2024
Aids Alabama, Inc.
AL
Reporting HUD Housing Programs § 200.512
The Organization is increasing its efforts to ensure that its policies and procedures are in place to ensure timely submission of reports. Completion Date: Estimated December 2025. Contact Person: Daniel Kevin Finney - Chief Financial Officer - 3529 7th Avenue South Birmingham, AL 35222 205-324-9822...
The Organization is increasing its efforts to ensure that its policies and procedures are in place to ensure timely submission of reports. Completion Date: Estimated December 2025. Contact Person: Daniel Kevin Finney - Chief Financial Officer - 3529 7th Avenue South Birmingham, AL 35222 205-324-9822 finney@aidsalabama.org
View Audit 369874
Finding 1157607 (2024-005)
Material Weakness 2024
Dairy Grazing Apprenticeship, Inc.
WI
Internal Control / Segregation of Duties Cash Management HUD Housing Programs
Partnerships for Climate-Smart Commodities – Assistance Listing No. 10.937 Recommendation: We recommend the Organization implement a formal control where someone other than the preparer documents their review of the financial and performance reports prior to submitting to the federal agency. This re...
Partnerships for Climate-Smart Commodities – Assistance Listing No. 10.937 Recommendation: We recommend the Organization implement a formal control where someone other than the preparer documents their review of the financial and performance reports prior to submitting to the federal agency. This review would include comparing the amounts in the report to the general ledger or other supporting documents. This review should be supported by documenting the signature and date prior to submission Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Organization is finalizing the Federal Grant Report Review and Submission Protocol whose purpose is to ensure that all federal funding programmatic reports and FFRs are accurate, complete, and compliant with grant requirements and federal regulations before they are submitted to the funding agency. This form will be filed in the project folder.
View Audit 369842
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