Audit 360077

FY End
2024-12-31
Total Expended
$1.57M
Findings
16
Programs
2
Organization: Guild (MN)
Year: 2024 Accepted: 2025-06-26
Auditor: Eide Bailly LLP

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
567386 2024-002 Material Weakness Yes HN
567387 2024-002 Material Weakness Yes HN
567388 2024-002 Material Weakness Yes HN
567389 2024-002 Material Weakness Yes HN
567390 2024-002 Material Weakness Yes HN
567391 2024-002 Material Weakness Yes HN
567392 2024-002 Material Weakness Yes HN
567393 2024-002 Material Weakness Yes HN
1143828 2024-002 Material Weakness Yes HN
1143829 2024-002 Material Weakness Yes HN
1143830 2024-002 Material Weakness Yes HN
1143831 2024-002 Material Weakness Yes HN
1143832 2024-002 Material Weakness Yes HN
1143833 2024-002 Material Weakness Yes HN
1143834 2024-002 Material Weakness Yes HN
1143835 2024-002 Material Weakness Yes HN

Programs

ALN Program Spent Major Findings
14.267 Continuum of Care Program $296,044 Yes 1
93.150 Projects for Assistance in Transition From Homelessness (path) $53,944 - 0

Contacts

Name Title Type
RCNTN5GKRQ61 Keith Rachey Auditee
6512910067 Hannah Horn Auditor
No contacts on file

Notes to SEFA

Title: Note 1 - Basis of Presentation Accounting Policies: Expenditures reported on the schedule are reported on the accrual basis of accounting. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: Y Rate Explanation: The Organization has elected to use the 10% de minimis cost rate. The accompanying schedule of expenditures of federal awards (the schedule) includes the federal award activity of Guild (the Organization) under programs of the Federal Government for the year ended December 31, 2024. The information is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the schedule presents only a selected portion of the operations of the Organization, it is not intended to, and does not, present the financial position, changes in net assets, or cash flows of the Organization.
Title: Note 2 - Summary of Significant Accounting Policies Accounting Policies: Expenditures reported on the schedule are reported on the accrual basis of accounting. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: Y Rate Explanation: The Organization has elected to use the 10% de minimis cost rate. Expenditures reported on the schedule are reported on the accrual basis of accounting. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient.
Title: Note 3 - Indirect Cost Rate Accounting Policies: Expenditures reported on the schedule are reported on the accrual basis of accounting. When applicable, such expenditures are recognized following the cost principles contained in the Uniform Guidance, wherein certain types of expenditures are not allowable or are limited as to reimbursement. No federal financial assistance has been provided to a subrecipient. De Minimis Rate Used: Y Rate Explanation: The Organization has elected to use the 10% de minimis cost rate. The Organization has elected to use the 10% de minimis cost rate.

Finding Details

Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.
Department of Housing and Urban Development, Passed through Hearth Connections and Passed through Dakota County, Continuum of Care, Federal Financial Assistance Listing #14.267 Special Tests and Provisions, Period of Performance Material Weakness in Internal Controls Over Compliance Grant Award Number: Affects all grant awards included under Federal Financial Assistance Listing 14.267 on the Schedule. Criteria: When grant funds are used by the Organization to pay for rent, the Organization must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid and the review should also make sure the proper period of performance. Condition: During our testing, we identified five instances where the participant’s file did not have documentation that the rent reasonableness test was performed in a timely manner or reviewed for compliance with the grant period of performance. In addition, we identified 32 instances where the participant’s file did not have documentation that the rent reasonableness test was reviewed. Cause: The Organization’s controls did not operate as designed, which resulted in rent reasonableness tests not being performed timely and/or reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: N/A Context/Sampling: A nonstatistical sample of 32 participants out of 160 were selected for testing. Repeat Finding from Prior Years: Yes, prior year finding 2023-002. Recommendation: We recommend management revise their internal controls to make sure that rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management agrees with the finding.