Audit 331593

FY End
2024-06-30
Total Expended
$4.69M
Findings
32
Programs
8
Organization: Great Hearts America - Texas (TX)
Year: 2024 Accepted: 2024-12-09

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
513676 2024-003 Significant Deficiency - B
513677 2024-004 Significant Deficiency - L
513678 2024-005 Significant Deficiency - L
513679 2024-003 Significant Deficiency - B
513680 2024-004 Significant Deficiency - L
513681 2024-005 Significant Deficiency - L
513682 2024-005 Significant Deficiency - L
513683 2024-003 Significant Deficiency - B
513684 2024-004 Significant Deficiency - L
513685 2024-005 Significant Deficiency - L
513686 2024-006 Significant Deficiency - B
513687 2024-005 Significant Deficiency - L
513688 2024-005 Significant Deficiency - L
513689 2024-005 Significant Deficiency - L
513690 2024-005 Significant Deficiency - L
513691 2024-005 Significant Deficiency - L
1090118 2024-003 Significant Deficiency - B
1090119 2024-004 Significant Deficiency - L
1090120 2024-005 Significant Deficiency - L
1090121 2024-003 Significant Deficiency - B
1090122 2024-004 Significant Deficiency - L
1090123 2024-005 Significant Deficiency - L
1090124 2024-005 Significant Deficiency - L
1090125 2024-003 Significant Deficiency - B
1090126 2024-004 Significant Deficiency - L
1090127 2024-005 Significant Deficiency - L
1090128 2024-006 Significant Deficiency - B
1090129 2024-005 Significant Deficiency - L
1090130 2024-005 Significant Deficiency - L
1090131 2024-005 Significant Deficiency - L
1090132 2024-005 Significant Deficiency - L
1090133 2024-005 Significant Deficiency - L

Contacts

Name Title Type
DCTXDJZTEWM3 Kevin Byrne Auditee
2108889475 Laurie Hill Gutierrez Auditor
No contacts on file

Notes to SEFA

Title: NOTE 1 – SIGNIFICANT ACCOUNTING POLICIES Accounting Policies: Basis of presentation – The schedule of expenditures of federal awards (the schedule) is prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U. S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Federal expenditures include allowable costs funded by federal awards. Allowable costs are subject to the cost principles of the Uniform Guidance and include both costs that are capitalized and costs that are recognized as expenses in the School’s financial statements in conformity with generally accepted accounting principles. The School has elected not to use the 10% de minimus rate for indirect costs and does not have any subrecipients. Because the schedule presents only a selected portion of the operations of the School, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the School. De Minimis Rate Used: N Rate Explanation: The Auditee has elected not to use an indirect cost rate. Basis of presentation – The schedule of expenditures of federal awards (the schedule) is prepared on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Title 2 U. S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Federal expenditures include allowable costs funded by federal awards. Allowable costs are subject to the cost principles of the Uniform Guidance and include both costs that are capitalized and costs that are recognized as expenses in the School’s financial statements in conformity with generally accepted accounting principles. The School has elected not to use the 10% de minimus rate for indirect costs and does not have any subrecipients. Because the schedule presents only a selected portion of the operations of the School, it is not intended to and does not present the financial position, changes in net assets, or cash flows of the School.

Finding Details

Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-006 – Allowable Costs – Significant Deficiency and Other Noncompliance. Applicable federal program: U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: In accordance with the Compliance Supplement a local education agency can only use federal funds under IDEA, Part B for the excess costs of providing special education and related services to children with disabilities. Condition and context: During our testing of 40 disbursements totaling $83,514, 1 disbursement of $551.34 for reading books not specific to special education was erroneously charged to the program. Cause: The employee responsible for coding did not follow the allowable costs guidance for the program. Effect: An unallowable cost was charged to the program. Recommendation: Provide additional training to employees on coding and the determination of allowable costs. Views of responsible officials and
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-003 – Allowable Costs - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-001. Condition and context: Same as finding #2024-001. The invoice was charged to the Foundation School Program. Cause: Same as finding #2024-001. Questioned costs: $0. Effect: Failure to have an effective system of internal control over non-payroll disbursements resulted in an unauthorized payment and could result in overbilling grant programs. Recommendation: Same as finding #2024-001. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-004 – Reporting - Significant Deficiency. Applicable federal programs: U. S. Department of Agriculture, Passed through Texas Department of Agriculture: School Breakfast Program, AL#10.553, Contract #’s: 202423N109946 and 202120N19946, National School Lunch Program, AL#10.555, Contract #’s: 202423N109946 and 202222N109946, U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: Same as finding #2024-002. Condition and context: Same as finding #2024-002. Repeat of finding #2023-001. Cause: Same as finding #2024-002. Effect: Failure to have an effective system of internal control over financial reporting may result in inaccurate billings to federal programs. Recommendation: Same as finding #2024-002. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-006 – Allowable Costs – Significant Deficiency and Other Noncompliance. Applicable federal program: U. S. Department of Education, Passed through Texas Education Agency: Special Education Grants to States, AL#84.027A, Contract #: H027A230008. Criteria: In accordance with the Compliance Supplement a local education agency can only use federal funds under IDEA, Part B for the excess costs of providing special education and related services to children with disabilities. Condition and context: During our testing of 40 disbursements totaling $83,514, 1 disbursement of $551.34 for reading books not specific to special education was erroneously charged to the program. Cause: The employee responsible for coding did not follow the allowable costs guidance for the program. Effect: An unallowable cost was charged to the program. Recommendation: Provide additional training to employees on coding and the determination of allowable costs. Views of responsible officials and
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.
Finding #2024-005 – Reporting – Significant Deficiency and Other Noncompliance. Applicable federal programs: All programs. Criteria: Schedule of Expenditures of Federal Awards – In accordance with the Uniform Guidance §200.508 and §200.510, management is to prepare a schedule of expenditures of federal wards (SEFA) for the period covered by the auditee’s financial statements which must include the total federal awards expended. Condition and context: The School did not include the Student Support and Academic Enrichment Program on the SEFA for fiscal year 2024 and had not performed a reconciliation of federal expenditures to federal program revenue. In our testing of the review and approval of the federal grant billings for the Child Nutrition Cluster and the Special Education Cluster there was no evidence of review and approval of the request for payment from a person independent of the preparation process and as a result of the failure to reconcile revenue to expenses an overbilling of the Special Education Cluster of approximately $19,000 was identified. The School has mitigating controls through a formalized review of the budget to actual for the month and year-to-date by campus and major departments. Significant variances are investigated by the Financial Analyst and the Headmasters or Department Heads. Cause: The School failed to have procedures in place to identify and reflect all federal grants on the SEFA, have timely procedures to reconcile the federal expenditures to the federal program revenue, and have an independent review of grant billing. Effect: A federal program with approximately $55,000 of expenditures was omitted from the SEFA and the revenue for the Special Education Cluster was overstated by approximately $19,000. Recommendation: Develop policies and procedures to identify and reflect all federal programs on the SEFA, reconcile the federal expenditures to the federal program revenue on a routine basis, and formalize the independent review process for the SEFA and grant billings. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.