Audit 317506

FY End
2020-06-30
Total Expended
$78.05M
Findings
10
Programs
3
Year: 2020 Accepted: 2024-08-20

Organization Exclusion Status:

Checking exclusion status...

Findings

ID Ref Severity Repeat Requirement
484617 2020-004 Material Weakness Yes L
484618 2020-005 Material Weakness Yes L
484619 2020-004 Material Weakness Yes L
484620 2020-006 Material Weakness - L
484621 2020-007 Material Weakness - L
1061059 2020-004 Material Weakness Yes L
1061060 2020-005 Material Weakness Yes L
1061061 2020-004 Material Weakness Yes L
1061062 2020-006 Material Weakness - L
1061063 2020-007 Material Weakness - L

Contacts

Name Title Type
QBK5CXHQN7K8 Maritza Torres Lopez Auditee
7877240124 Daniel Santos Auditor
No contacts on file

Notes to SEFA

Title: Reporting Entity Accounting Policies: See Notes De Minimis Rate Used: N Rate Explanation: The Entity has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance he supplementary Schedule of Expenditures of Federal Awards (Schedule) has been prepared using the cash basis method of accounting. It is drawn primarily from the Bureau's internal accounting records, which are the basis for the Bureau's Statement of Cash Receipts, Disbursements and Net Changes (the Statement). The accompanying Schedule includes the federal award activity of the Bureau. The information in this schedule is presented in accordance with the requirements of the Uniform Guidance, Audits of States, Local Governments, and Non-Profit Organizations. Therefore, some amounts presented in this Schedule may differ from amounts presented in, or used in the preparation of, the Statement. The Bureau reporting entity is defined in Note 1 in the Notes to the Statement. All federal awards received passedthrough other government agencies, if any, are included on the Schedule.
Title: Summary of Significant Accounting Policies Accounting Policies: See Notes De Minimis Rate Used: N Rate Explanation: The Entity has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance This schedule is prepared from the Bureau's accounting records and is not intended to present financial position or the results of operations. The financial transactions are recorded by the Bureau in accordance with the terms and conditions of the grants, which are consistent with US GAAP. Expenditures are recognized in the accounting period in which the liability is paid. The Bureau has elected not to use the 10 percent de minimus indirect cost rate allowed under the Uniform Guidance.
Title: Assistance Listing Number Accounting Policies: See Notes De Minimis Rate Used: N Rate Explanation: The Entity has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance The ALN number included in this Schedule were determined based on the program name, review of grant contract information and the Office of Management and Budget's Catalog of Assistance Listing Numbers.
Title: Major Programs Accounting Policies: See Notes De Minimis Rate Used: N Rate Explanation: The Entity has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance Major programs are identified in the Summary of Auditor Results Section of the Schedule of Findings and Questioned Costs on page 32
Title: Relation to the Statement Accounting Policies: See Notes De Minimis Rate Used: N Rate Explanation: The Entity has elected not to use the 10 percent de minimis indirect cost rate allowed under the Uniform Guidance Cash disbursements included in the Schedule of Expenditures of Federal Awards differs with the amounts included in the accompanying Statement of Cash Receipts, Disbursements and Net Changes. A conciliation is provided as follows: Total Expenditures of Federal Awards (As per Schedule) $ 78,045,861 Plus Amounts Not Reported in the Accompanying Schedule and Reported in the Statement: Matching - Disaster Grants Public Assistance (See Note 9) - Total Expenditures As per Statement $ 78,045,861 Presented in the Statement as follows: Emergency Management Programs Fund $ 4,802,676 Disaster Grant Public Assistance Fund 73,069,661 Other 173,524 Total Expenditures As per Statement $ 78,045,861

Finding Details

The Bureau did not submit the single audit and reporting package, for the year ended June 30, 2020, to the Federal Audit Clearinghouse (FAC) during the required submission deadline period.
Form SF-425 named "Federal Financial Report", which serves as documentation of the financial status of grants according to the official accounting records of the recipient, and discloses amounts reported for cash disbursements, federal share of expenditures and federal share of unliquidated expenditures, were not available for examination for FEMA Disaster Grant - Public Assistance.
The Bureau did not submit the single audit and reporting package, for the year ended June 30, 2020, to the Federal Audit Clearinghouse (FAC) during the required submission deadline period.
Form SF-425 named "Federal Financial Report", which serves as documentation of the financial status of grants according to the official accounting records of the recipient, and discloses amounts reported for cash disbursements, federal share of expenditures and federal share of unliquidated expenditures, were filed late.
F-425 "Federal Financial Report" form, for the quarter ended on June 30, 2020, of the 2019 EMPG Grant Award, was filed without including any matching information as of that date.
The Bureau did not submit the single audit and reporting package, for the year ended June 30, 2020, to the Federal Audit Clearinghouse (FAC) during the required submission deadline period.
Form SF-425 named "Federal Financial Report", which serves as documentation of the financial status of grants according to the official accounting records of the recipient, and discloses amounts reported for cash disbursements, federal share of expenditures and federal share of unliquidated expenditures, were not available for examination for FEMA Disaster Grant - Public Assistance.
The Bureau did not submit the single audit and reporting package, for the year ended June 30, 2020, to the Federal Audit Clearinghouse (FAC) during the required submission deadline period.
Form SF-425 named "Federal Financial Report", which serves as documentation of the financial status of grants according to the official accounting records of the recipient, and discloses amounts reported for cash disbursements, federal share of expenditures and federal share of unliquidated expenditures, were filed late.
F-425 "Federal Financial Report" form, for the quarter ended on June 30, 2020, of the 2019 EMPG Grant Award, was filed without including any matching information as of that date.