Finding 974320 (2022-003)

Significant Deficiency Repeat Finding
Requirement
C
Questioned Costs
$1
Year
2022
Accepted
2024-05-20
Audit: 306623
Organization: Keystone College (PA)

AI Summary

  • Core Issue: The College overdrawn SEOG funds by $79,643, failing to comply with federal disbursement rules.
  • Impacted Requirements: Non-compliance with the HCM1 payment method as outlined in 34 CFR 668.162(d).
  • Recommended Follow-up: Review and improve procedures for requesting and disbursing federal funds to ensure compliance.

Finding Text

Condition: During the year, the College disbursed $43,983 of SEOG funds to students but drew down their entire authorized amount of $123,626 resulting in an overdraw of $79,643. Criteria: Under the Heightened Cash Monitoring 1 (HCM1) payment method as stated in 34 CFR 668.162(d), the College must first make distributions to eligible students and parents and pay any remaining credit balances before request or receipt of funds for the amount of those disbursements from the U.S. Department of Education (DOE). Context: A review of the entire population of drawdowns for the Student Financial Aid cluster for the entire year was performed and as such, the sample is statistically valid. Cause: The College did not follow the procedures for requesting federal funds and disbursing them to student accounts timely as required by the HCM1 payment method. Effect: The College was not in compliance with the HCM1 drawdown payment method. Questioned costs: $79,643. Recommendation: The College should review its procedures related to the request and disbursement of federal funds, including controls over compliance, to ensure they are following the HCM payment method. Views of Responsible Officials and Planned Corrective Actions: Management agrees with this finding.

Categories

Questioned Costs Subrecipient Monitoring Cash Management

Other Findings in this Audit

  • 397878 2022-003
    Significant Deficiency Repeat
  • 397879 2022-004
    Significant Deficiency
  • 397880 2022-005
    Significant Deficiency
  • 397881 2022-006
    Significant Deficiency Repeat
  • 397882 2022-006
    Significant Deficiency Repeat
  • 397883 2022-006
    Significant Deficiency Repeat
  • 397884 2022-006
    Significant Deficiency Repeat
  • 397885 2022-006
    Significant Deficiency Repeat
  • 974321 2022-004
    Significant Deficiency
  • 974322 2022-005
    Significant Deficiency
  • 974323 2022-006
    Significant Deficiency Repeat
  • 974324 2022-006
    Significant Deficiency Repeat
  • 974325 2022-006
    Significant Deficiency Repeat
  • 974326 2022-006
    Significant Deficiency Repeat
  • 974327 2022-006
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.09M
84.063 Federal Pell Grant Program $2.66M
59.008 Disaster Assistance Loans $2.00M
84.038 Federal Perkins Loan $860,032
20.205 Highway Planning and Construction $571,238
84.425 Education Stabilization Fund $199,039
21.019 Coronavirus Relief Fund $79,498
84.033 Federal Work-Study Program $45,231
84.007 Federal Supplemental Educational Opportunity Grants $43,984
10.558 Child and Adult Care Food Program $32,737