Finding 972460 (2022-001)

-
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-05-06

AI Summary

  • Core Issue: Audit and data collection forms were submitted late, violating 45 CFR § 75.512.
  • Impacted Requirements: Timely submission of reports is crucial to avoid potential federal funding issues.
  • Recommended Follow-Up: Improve staffing and processes to ensure financial records are up-to-date and audits are completed on time.

Finding Text

2022-001 Compliance Over Timely Report Submissions Federal Agency: U.S. Department of Agriculture Federal Program: 10.766, Rural Development, Community Facilities Direct Loan Criteria or Specific Requirement - 45 CFR § 75.512, Report Submission, requires completion of an audit and submission of the data collection form and reporting package within the earlier of thirty calendar days after receipt of the auditors’ report, or nine months after the end of the audit period. Condition - The audit and data collection form are being submitted after the required due date. Cause - The Organization did not maintain appropriate levels of staff to ensure compliance with regulatory filing requirements. Effect - Noncompliance with the requirements of 45 CFR § 75.512. There is a potential for suspension or cessation of federal funding under the federal award. Questioned Cost - To be determined by the grantor. Context - We reviewed the audit submission date in comparison to the required due date. Repeat Finding - No Recommendation - The Organization should take steps to ensure that its financial records are maintained on a current basis, reconciled timely, and audited within nine months after year-end.

Categories

Procurement, Suspension & Debarment Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $767,200
93.498 Provider Relief Fund $410,335