Finding 971834 (2023-003)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2023
Accepted
2024-04-30

AI Summary

  • Core Issue: The Center purchased capital equipment with grant funds without obtaining the required prior approval from the Pennsylvania Department of Education.
  • Impacted Requirements: Compliance with the U.S. Department of Education's regulations for capital expenditures is essential to ensure costs are allowable.
  • Recommended Follow-Up: Establish clear procedures to secure necessary approvals before any future equipment purchases to align with grant agreement standards.

Finding Text

Education Stabilization Fund - AL #84.425, Year Ended June 30, 2023 U.S. Department of Education Pass-Through Entity - Pennsylvania Department of Education Criteria: The Department of Education, passed through entity Pennsylvania Department of Education states “Per Compliance Supplement (Part 4 84.425-Education Stabilization Funds) Governors, SEAs, and subrecipients must receive prior approval for capital expenditures for equipment acquisition or improvements to land, buildings, or equipment: For capital equipment or improvements to land, buildings, or equipment that were purchased with grant funds, the Governor (or mayor of the District of Columbia) or SEA must receive prior approval from ED.” Condition: The Center did not receive proper approval for the purchase of capital equipment purchased with grant funds in the current year. Cause and Effect: Because the Center did not receive proper approval for purchases of capital equipment, the Center is risking the allowability of the costs funded by the grant funds passed through by the Pennsylvania Department of Education. Identification of Repeat Finding: No. Questioned Costs: None Recommendation: Procedures should be established to ensure that the Center does not purchase equipment outside the standards set by the grant agreement and compliance supplement. Management Response: The Center acknowledges this finding, and has since revised its permission process to include the requisite steps as required by the US DoE (ED) Uniform Grant Guidance (UGG) in its subsequent purchases with Federal Funds. It is also noted that most if not all of these purchases were made after the receipt of delayed guidance from PA Department of Education’s Federal Programs Office. When alerted to the guidance, the Center implemented the proper procedures.

Categories

Subrecipient Monitoring Equipment & Real Property Management Procurement, Suspension & Debarment

Other Findings in this Audit

  • 395387 2023-002
    Significant Deficiency
  • 395388 2023-004
    Significant Deficiency
  • 395389 2023-002
    Significant Deficiency
  • 395390 2023-004
    Significant Deficiency
  • 395391 2023-002
    Significant Deficiency
  • 395392 2023-003
    Significant Deficiency
  • 395393 2023-004
    Significant Deficiency
  • 395394 2023-005
    Significant Deficiency
  • 395395 2023-005
    Significant Deficiency
  • 395396 2023-005
    Significant Deficiency
  • 395397 2023-005
    Significant Deficiency
  • 971829 2023-002
    Significant Deficiency
  • 971830 2023-004
    Significant Deficiency
  • 971831 2023-002
    Significant Deficiency
  • 971832 2023-004
    Significant Deficiency
  • 971833 2023-002
    Significant Deficiency
  • 971835 2023-004
    Significant Deficiency
  • 971836 2023-005
    Significant Deficiency
  • 971837 2023-005
    Significant Deficiency
  • 971838 2023-005
    Significant Deficiency
  • 971839 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $490,958
84.048 Career and Technical Education -- Basic Grants to States $236,955
84.268 Federal Direct Student Loans $87,212
10.555 National School Lunch Program $45,521
10.649 Pandemic Ebt Administrative Costs $628
84.063 Federal Pell Grant Program $-24,910