Finding 395391 (2023-002)

Significant Deficiency
Requirement
CL
Questioned Costs
-
Year
2023
Accepted
2024-04-30

AI Summary

  • Core Issue: The Center failed to file required quarterly cash reports for June 2023 and had a late filing for September 2022, risking federal fund withholding.
  • Impacted Requirements: Timely submission of quarterly reports is mandated by the Pennsylvania Department of Education, with specific deadlines for both quarterly and final expenditure reports.
  • Recommended Follow-Up: Implement procedures to ensure all reports are filed on time, and assign responsibility to key staff to track submission dates.

Finding Text

Education Stabilization Fund - AL #84.425, Year Ended June 30, 2023 Career and Technical Education - AL #84.048, Year Ended June 30, 2023 U.S. Department of Education Pass-Through Entity - Pennsylvania Department of Education Criteria: The Pennsylvania Department of Education requires Reconciliation of Cash on Hand Quarterly Reports for any program for which the Center is receiving monthly payments. These quarterly reports are due the 10th working days of January, April, July, and October. The Pennsylvania Department of Education requires final expenditure reports to be filed documenting the financial transactions of each grant. The final reports are due within 30 days after funds are expended but no later than 30 days after the ending date of the project. The Center is required to have appropriate controls over the accuracy of preparation and timely filing of final expenditure reports. Condition: The Center did not file the required quarterly reports for June 2023 and had a late filing for September 2022 report for grant #224-21-1161. Also, the Center did not file quarterly reports for June 2023 and September 2022 for grant #380-23-0039 and #381-23-0014. \ Cause and Effect: The Center did not file the quarterly cash on hand reports timely. By not filing the required reports in a timely manner, the Center is potentially risking a withholding of federal funds until the reports are properly filed. Identification of Repeat Finding: No. Questioned Costs: None Recommendation: Procedures should be established to ensure that the Center files all quarterly cash on hand within 10 days of quarter ending and final expenditure reports within 30 days after the funds are expended, but no later than 30 days after the ending date of the project. Management Response: The Center acknowledges this finding, and will calendarize the requisite report submission dates on the task lists of the Business Manager, Assistant Business Manager, and the Administrative Director.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 395387 2023-002
    Significant Deficiency
  • 395388 2023-004
    Significant Deficiency
  • 395389 2023-002
    Significant Deficiency
  • 395390 2023-004
    Significant Deficiency
  • 395392 2023-003
    Significant Deficiency
  • 395393 2023-004
    Significant Deficiency
  • 395394 2023-005
    Significant Deficiency
  • 395395 2023-005
    Significant Deficiency
  • 395396 2023-005
    Significant Deficiency
  • 395397 2023-005
    Significant Deficiency
  • 971829 2023-002
    Significant Deficiency
  • 971830 2023-004
    Significant Deficiency
  • 971831 2023-002
    Significant Deficiency
  • 971832 2023-004
    Significant Deficiency
  • 971833 2023-002
    Significant Deficiency
  • 971834 2023-003
    Significant Deficiency
  • 971835 2023-004
    Significant Deficiency
  • 971836 2023-005
    Significant Deficiency
  • 971837 2023-005
    Significant Deficiency
  • 971838 2023-005
    Significant Deficiency
  • 971839 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $490,958
84.048 Career and Technical Education -- Basic Grants to States $236,955
84.268 Federal Direct Student Loans $87,212
10.555 National School Lunch Program $45,521
10.649 Pandemic Ebt Administrative Costs $628
84.063 Federal Pell Grant Program $-24,910