Finding 971444 (2023-003)

- Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-04-29

AI Summary

  • Core Issue: One case file lacked a signed retainer agreement, violating compliance requirements.
  • Impacted Requirements: All clients must have a signed retainer agreement for extended representation, per 45 CFR § 1611.
  • Recommended Follow-Up: Ensure retainer agreements are signed promptly, and reinforce this process with all staff.

Finding Text

Retainer Agreement. Condition: One out of the sixty-one case files selected for testing did not have an executed retainer agreement. Criteria: Except where the service is brief advice and consultation by telephone or other non-in-person means, the Organization must obtain a signed retainer agreement with each client when extended representation commences or as soon thereafter as practicable. Cause: The attorney in charge of this case failed to obtain a signed retainer agreement. Effect: The Organization was not in compliance with the requirements set forth under 45 CFR § 1611. Recommendation: The auditor recommends that retainer agreements be executed as soon as practicable, unless only advice and counsel or brief service is provided. View of Responsible Official: The Executive Director will reinforce the importance of obtaining executed retainer agreements with all paralegals and attorneys.

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Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.023 Emergency Rental Assistance Program $2.29M
09.233 Legal Services Corporation Basic Field Grant $1.92M
09.233 Legal Services Corporation Agricultural Worker Grant $525,646
16.524 Legal Assistance for Victims $35,056
93.044 Special Programs for the Aging $22,717
93.558 Temporary Assistance for Needy Families $13,689
09.233 Legal Services Corporation Technology Initiative Grant $12,671
14.231 Emergency Solutions Grant Program $12,000
14.218 Community Development Block Grants $6,995