Finding 395003 (2023-004)

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Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-04-29

AI Summary

  • Core Issue: The Organization lacks updated written policies to comply with the LSC Financial Guide effective January 1, 2023.
  • Impacted Requirements: Non-compliance with Part D, Other Compliance Requirements, Accounting Requirements of the Compliance Supplement for Audits of LSC Recipients.
  • Recommended Follow-Up: Senior management should prioritize revising and consolidating the Accounting Procedures and Compliance Manuals by June 30, 2024.

Finding Text

Accounting Requirements. Condition: The Organization has not yet implemented written policies and procedures to adhere to the LSC Financial Guide, effective January 1, 2023. Criteria: The LSC Financial Guide sets forth financial, accounting and reporting standards for recipients of LSC funds and describes the accounting policies, records and internal control procedures to be maintained to ensure the integrity of financial, accounting, reporting systems. Cause: The Organization has written policies and procedures in the form of an Accounting Procedures Manual which was last updated in August 2020, and a Compliance Manual that was last updated in March 2020. Revising both of these manuals requires considerable internal collaboration. Effect: The Organization is not in compliance with the Part D, Other Compliance Requirements, Accounting Requirements of the Compliance Supplement for Audits of LSC Recipients (October 2023). Recommendation: Senior management of the Organization should review, revise and consolidate the Accounting Procedures Manual and Compliance Manual to more closely align to the financial, accounting and reporting requirements of the LSC Financial Guide. View of Responsible Official: Beginning in 2024, the Executive Director has been holding weekly meetings with senior management to revise and update the Accounting Procedures Manual and Compliance Manual with an anticipated completion date of June 30, 2024.

Corrective Action Plan

The Executive Director is currently working with senior management to review and update the Organization's accounting procedures manual to align it to the LSC Financial Guide.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.023 Emergency Rental Assistance Program $2.29M
09.233 Legal Services Corporation Basic Field Grant $1.92M
09.233 Legal Services Corporation Agricultural Worker Grant $525,646
16.524 Legal Assistance for Victims $35,056
93.044 Special Programs for the Aging $22,717
93.558 Temporary Assistance for Needy Families $13,689
09.233 Legal Services Corporation Technology Initiative Grant $12,671
14.231 Emergency Solutions Grant Program $12,000
14.218 Community Development Block Grants $6,995