Finding 971011 (2020-002)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2020
Accepted
2024-04-25

AI Summary

  • Core Issue: Required filings with the Federal Single Audit Clearing House were not completed.
  • Impacted Requirements: OMB Title 2 CFR Part 200 mandates submission of Form SFSAC and a complete reporting package.
  • Recommended Follow-Up: Establish written policies and procedures to ensure compliance and prevent future issues.

Finding Text

CFDA 17.277 Program Title: EKCEP CFDA No.: 15.252 Program Title: Abandon Mine Lands Pilot Project CFDA No. 23.001 Program Title: EKAMI Workforce Development Program Condition: Failure to complete required filings with the Federal Single Audit Clearing House Criteria: The Office of Management and Budget (OMB) Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) 2 CFR 200.512 requires auditees to submit a completed Form SFSAC, along with one complete reporting package, to the Federal Audit Clearinghouse. Cause: Personnel were not aware of the requirement. Policies and procedures; and internal controls were lacking that would have resulted in having audit completed timely. Effect: Failure to meet federal audit requirements. Recommendation: Written policies and procedures should be put in place to negate repeating of finding. Views of Responsible Officials and Planned Corrective Actions: The Organization agrees with the finding and the recommended procedures have been implemented.

Categories

Allowable Costs / Cost Principles Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 394566 2020-001
    Significant Deficiency Repeat
  • 394567 2020-001
    Significant Deficiency Repeat
  • 394568 2020-001
    Significant Deficiency Repeat
  • 394569 2020-002
    Significant Deficiency Repeat
  • 394570 2020-002
    Significant Deficiency Repeat
  • 394571 2020-002
    Significant Deficiency Repeat
  • 394572 2020-003
    Significant Deficiency Repeat
  • 394573 2020-003
    Significant Deficiency Repeat
  • 394574 2020-004
    Significant Deficiency Repeat
  • 394575 2020-004
    Significant Deficiency Repeat
  • 394576 2020-005
    Significant Deficiency Repeat
  • 394577 2020-005
    Significant Deficiency Repeat
  • 394578 2020-001
    Significant Deficiency Repeat
  • 394579 2020-002
    Significant Deficiency Repeat
  • 394580 2020-001
    Significant Deficiency Repeat
  • 394581 2020-002
    Significant Deficiency Repeat
  • 971008 2020-001
    Significant Deficiency Repeat
  • 971009 2020-001
    Significant Deficiency Repeat
  • 971010 2020-001
    Significant Deficiency Repeat
  • 971012 2020-002
    Significant Deficiency Repeat
  • 971013 2020-002
    Significant Deficiency Repeat
  • 971014 2020-003
    Significant Deficiency Repeat
  • 971015 2020-003
    Significant Deficiency Repeat
  • 971016 2020-004
    Significant Deficiency Repeat
  • 971017 2020-004
    Significant Deficiency Repeat
  • 971018 2020-005
    Significant Deficiency Repeat
  • 971019 2020-005
    Significant Deficiency Repeat
  • 971020 2020-001
    Significant Deficiency Repeat
  • 971021 2020-002
    Significant Deficiency Repeat
  • 971022 2020-001
    Significant Deficiency Repeat
  • 971023 2020-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
17.277 Workforce Investment Act (wia) National Emergency Grants $841,044
23.001 Appalachian Regional Development (see Individual Appalachian Programs) $177,508
15.252 Abandoned Mine Land Reclamation (amlr) Program $139,052